DFX Intelligence

B•••• A••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

B•••• A••• L••••••

Advisor at T•• C••••••

PLANO, TX | Plano, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24f578bd-876d-d7a9-f914-9eb2a7fbe5da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• C••••••	Independent wealth	Dec 11, 2024	n/a	yes	PLANO, TX\|Plano, TX	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	May 9, 2023	Dec 31, 2024	no	SAN DIEGO, CA\|Plano, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	T•• C••••••	Dec 31, 2024	Dec 11, 2024	-20	Firm change	Ibd to new firm
H••••••• W••••• M••••••••• L••	S•• I••••••••• A•••••••• I•••	May 10, 2023	May 9, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
123608:333108:TX:2024-12-31	Dec 31, 2024	Dec 11, 2024	PLANO, TX	Firm change

Relationships

Registered with (4)

→ T•• C••••••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 9, 2023 to Dec 31, 2024factForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2020 to May 10, 2023factForm ADV
→ T•• A••••••• L••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24f578bd-876d-d7a9-f914-9eb2a7fbe5da
First observed: Sep 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.