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S••••• C•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S••••• C•••••• P•••••

Advisor at P••••• F•••••••• L••

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:24f841f7-b2b3-3fd1-486e-b18cfd75d7ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• F•••••••• L••	State registered	Jan 1, 2025	n/a	yes	ANN ARBOR, MI	Current employment
C••••••• • D•••• I••	Former SEC adviser	May 12, 2017	Dec 31, 2024	no	WHITMORE LAKE, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • D•••• I••	P••••• F•••••••• L••	Dec 31, 2024	Jan 1, 2025	1	Firm change	Other
L•• F•••••••• L••	C••••••• • D•••• I••	Jun 10, 2016

Relationships

Registered with (4)

→ P••••• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••••• • D•••• I••Registered adviserregistration: previous registration
May 12, 2017 to Dec 31, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2010 to Jun 10, 2016factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviser

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
S••••• C•••••• P••••• left C••••••• • D•••• I•• for P••••• F•••••••• L•• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24f841f7-b2b3-3fd1-486e-b18cfd75d7ac
First observed: Oct 15, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.