RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• C•••••• P•••••
- P••••• F•••••••• L•• state registered currentsince Jan 1, 2025 · Ann Arbor, Mi
- C••••••• • D•••• I•• formerMay 12, 2017 to Dec 31, 2024 · Whitmore Lake, Mi
- L•• F•••••••• L•• BD affiliatedAug 26, 2010 to Jun 10, 2016 · Ann Arbor, Mi
- K•••••• C•••••• M•••••• I••• unclassifiedOct 15, 1999 to Feb 9, 2004 · Ann Arbor, Mi
- C••••••• • D•••• I•• to P••••• F•••••••• L••left Dec 31, 2024, registered Jan 1, 2025 (1 days) · Other
- L•• F•••••••• L•• to C••••••• • D•••• I••left Jun 10, 2016, registered May 12, 2017 (336 days) · Other
- K•••••• C•••••• M•••••• I••• to L•• F•••••••• L••left Feb 9, 2004, registered Aug 26, 2010 (2390 days) · Other
- S••••• C•••••• P••••• left C••••••• • D•••• I•• for P••••• F•••••••• L•• (registered 2025-01-01)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address