DFX Intelligence

K••••••• M•••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

K••••••• M•••• E••••••

Advisor at C•••••••

Birmingham, AL

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Search this name across graphsid dfx:ria:250c131f-d4d9-b6e3-12ab-57a04bace041

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 2, 2020	n/a	yes	Birmingham, AL	Current employment
W•••• H••••••• I•••	Former SEC adviser	May 17, 2019	May 22, 2020	no	Birmingham, AL\|MONTGOMERY, AL\|MONTGOMERY, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• H••••••• I•••	C•••••••	May 22, 2020	Mar 2, 2020	-81	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
104664:175112:AL:2020-05-22	May 22, 2020	Mar 2, 2020	MONTGOMERY, AL	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Mar 2, 2020 to presentfactForm ADV
→ W•••• H••••••• I•••Registered adviserregistration: previous registration
May 17, 2019 to May 22, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:250c131f-d4d9-b6e3-12ab-57a04bace041
First observed: May 17, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.