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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

WELCH HORNSBY, INC.

CRD 104664

MONTGOMERY, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7892166-a507-e4f6-46bc-63b5d39bb243

Data as of Mar 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 0
On other graphs: 2
Observed: Mar 12, 2012 to Mar 25, 2020
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Welch Hornsby, Inc.

Venture manager · shared crd

Allocatorsidentity

Welch Hornsby, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2020-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 14
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,868
Individual clients: 143
High net worth clients: 261
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $41.5Mgross asset value as reported per fund; never fund size
Custody, client assets: $353M
SEC number: 801-31650
CRD: 104664
Filings on the tape: 13
First filed: Mar 12, 2012
Latest filed: Mar 25, 2020
Organised: Corporation, Alabama

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES B NON-TAXABLE)	Hedge Fund	$36.2M	Mar 12, 2012	46	Mar 12, 2012	dropped	n/a
WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES A TAXABLE)	Hedge Fund	$11.3M	Mar 12, 2012	15	Mar 12, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GLENN, GINGER, BAKER	CHIEF COMPLIANCE OFFICER	Na	yes	01/2013	Mar 5, 2013	Mar 25, 2020
UNDERWOOD, JAMES, WILKERSON	CHIEF PORTFOLIO STRATEGIST	Na	yes	07/2006	Mar 29, 2018	Mar 25, 2020
WELCH, EDWARD, VIRGIL, JR.	CHAIRMAN/CHIEF EXECUTIVE OFFICER	E	yes	01/2012	Mar 12, 2012	Mar 25, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Birmingham	Al	United States	7	no
Charlotte	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 25, 2020	$1.8B	$1.8B	25	14	2	2	$41.5M
2018	Mar 29, 2019	$1.8B	$1.8B	27	14	2	2	$47.8M
2017	Mar 29, 2018	$1.9B	$1.9B	27	12	2	2	$49.2M
2016	Mar 30, 2017	$1.7B	$1.7B	27	12	n/a	2	$49.2M
2015	Mar 30, 2016	$1.7B	$1.7B	26	13	n/a	2	$49.2M
2014	Mar 30, 2015	$1.7B	$1.7B	26	13	n/a	1	$23.8M
2013	Mar 3, 2014	$1.7B	$1.7B	24	12	n/a	1	$23.8M
2012	Mar 5, 2013	$1.5B	$1.5B	24	10	n/a	1	$23.8M
2011	Mar 12, 2012	$1.4B	$1.4B	n/a	n/a	n/a	3	$49.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.8B	$1.8B	-2.2%	$1.7B	0.8%	25	27	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	15	May 22, 2020	Mar 12, 2020	MONTGOMERY, AL	Firm absorbed	Other	100.0%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← WELCH, EDWARD, VIRGIL, JR.OwnerCHAIRMAN/CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 12, 2012 to presentfactForm ADV
← UNDERWOOD, JAMES, WILKERSONOwnerCHIEF PORTFOLIO STRATEGIST, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← GLENN, GINGER, BAKEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 5, 2013 to presentfactForm ADV

Registered with (18)

← Oliver L HaynesAdvisorregistration: previous registration
Aug 2, 1991 to May 22, 2020factForm ADV
← Edward Virgil WelchAdvisorregistration: previous registration
Aug 2, 1991 to May 22, 2020factForm ADV
← Phillip Charles AndersonAdvisorregistration: previous registration
Jul 21, 1999 to May 22, 2020factForm ADV
← Brian Scott MitchellAdvisorregistration: previous registration
Jan 24, 1994 to May 22, 2020factForm ADV
← Donald F LutomskiAdvisorregistration: previous registration
Aug 12, 2008 to May 22, 2020factForm ADV
← Robin Andrew GodwinAdvisorregistration: previous registration
Feb 17, 1998 to May 22, 2020factForm ADV
← Beau Knighton WilliamsAdvisorregistration: previous registration
Apr 2, 1998 to May 22, 2020factForm ADV
← John P MaloneyAdvisorregistration: previous registration
Jan 31, 2007 to May 22, 2020factForm ADV
← James Wilkerson UnderwoodAdvisorregistration: previous registration
Jul 27, 2006 to May 22, 2020factForm ADV
← Brandy Ballard HydrickAdvisorregistration: previous registration
Jan 24, 2014 to May 22, 2020factForm ADV
← Mark Alan BishopAdvisorregistration: previous registration
Jul 14, 2011 to May 22, 2020factForm ADV
← Hannah WadsworthAdvisorregistration: previous registration
Sep 14, 2017 to May 22, 2020factForm ADV
← Daniel Ryan LoganAdvisorregistration: previous registration
Jan 15, 2019 to May 22, 2020factForm ADV
← Kimberly Marie ElliottAdvisorregistration: previous registration
May 17, 2019 to May 22, 2020factForm ADV
← Catherine Steele BraggAdvisorregistration: previous registration
Jan 30, 2020 to May 22, 2020factForm ADV
← HARVEY ATWOOD HUTCHINSONAdvisorregistration: previous registration
Aug 2, 2018 to Feb 25, 2020factForm ADV
← Jarvis FullenwilderAdvisorregistration: previous registration
Jun 30, 2015 to May 5, 2017factForm ADV
← IRBY JONES THOMPSONAdvisorregistration: previous registration
Mar 2, 2000 to May 5, 2006factForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser15 advisors, firm absorbed, same day
May 22, 2020 to Mar 12, 2020factForm ADV

Advises (2)

→ WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES B NON-TAXABLE)Private fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Mar 12, 2012factForm ADV
→ WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES A TAXABLE)Private fundHedge Fund, IA, no longer reported
Mar 12, 2012 to Mar 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7892166-a507-e4f6-46bc-63b5d39bb243
First observed: Mar 12, 2012
Last observed: Mar 25, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELCH HORNSBY, INC.

CRD 104664

MONTGOMERY, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7892166-a507-e4f6-46bc-63b5d39bb243

Data as of Mar 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES B NON-TAXABLE)

Hedge Fund

$36.2M

Mar 12, 2012

dropped

n/a

WH&W DIVERSIFIED GLOBAL CONDUIT FUND, LLC (SERIES A TAXABLE)

Hedge Fund

$11.3M

Mar 12, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GLENN, GINGER, BAKER

CHIEF COMPLIANCE OFFICER

yes

01/2013

Mar 5, 2013

Mar 25, 2020

UNDERWOOD, JAMES, WILKERSON

CHIEF PORTFOLIO STRATEGIST

yes

07/2006

Mar 29, 2018

Mar 25, 2020

WELCH, EDWARD, VIRGIL, JR.

CHAIRMAN/CHIEF EXECUTIVE OFFICER

yes

01/2012

Mar 12, 2012

Mar 25, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Birmingham

United States

Charlotte

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 25, 2020

$1.8B

$41.5M

2018

Mar 29, 2019

$1.8B

$47.8M

2017

Mar 29, 2018

$1.9B

$49.2M

2016

Mar 30, 2017

$1.7B

n/a

$49.2M

2015

Mar 30, 2016

$1.7B

n/a

$49.2M

2014

Mar 30, 2015

$1.7B

n/a

$23.8M

2013

Mar 3, 2014

$1.7B

n/a

$23.8M

2012

Mar 5, 2013

$1.5B

n/a

$23.8M

2011

Mar 12, 2012

$1.4B

n/a

$49.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.8B

-2.2%

$1.7B

0.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

May 22, 2020

Mar 12, 2020

MONTGOMERY, AL

Firm absorbed

Other

100.0%