DFX Intelligence

K•••• R•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

K•••• R•••••• M••••

Advisor at N•• A•••• M••••••••• L••

FAIR LAWN, NJ

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Search this name across graphsid dfx:ria:25111d12-98d9-713d-f69f-0837b004dbeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A•••• M••••••••• L••	Bd affiliated wealth	Jan 9, 2018	n/a	yes	FAIR LAWN, NJ	Current employment
N•• A•••• M••••••••• L••	Bd affiliated wealth	Apr 7, 2016	Dec 31, 2017	no	FAIR LAWN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	N•• A•••• M••••••••• L••	Dec 16, 2015	Apr 7, 2016	113	Firm change	Other
M••••• S••••••	T••••••••• F•••••••• A•••••••• L••	Mar 5, 2012	Aug 17, 2012

Relationships

Registered with (4)

→ N•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2016 to Dec 31, 2017factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2012 to Dec 16, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 18, 2012 to Mar 5, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25111d12-98d9-713d-f69f-0837b004dbeb
First observed: May 22, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.