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CRD 162210
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BERGMAN, JEFFREY | CHIEF COMPLIANCE OFFICER / MEMBER OF THE BOARD OF MANAGERS | Na | yes | 09/2022 | Mar 24, 2023 | Mar 15, 2024 |
| FP III ECI HOLDCO, LLC | Member | D | yes | 01/2008 | Jun 23, 2014 | Mar 15, 2024 |
| K SQUARE CANADA LIMITED | Member | C | yes | 01/2023 | Mar 24, 2023 | Mar 15, 2024 |
| K SQUARE HOLDINGS LIMITED | Member | E | yes | 01/2023 | Mar 24, 2023 | Mar 15, 2024 |
| MEYER, ROBERT, MONK | MEMBER OF THE BOARD OF MANAGERS | Na | yes | 02/2020 | Feb 19, 2020 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III CZ I BLOCKER, LTD | Member | D | yes | 01/2008 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III CZ I, L.P. | SOLE SHAREHOLDER | E | yes | 12/2007 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III CZ II, L.P | Member | C | yes | 03/2008 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III GP, L.P | GENERAL PARTNER | F | yes | 03/2008 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III GP, L.P. | GENERAL PARTNER | F | yes | 12/2007 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE & PARTNERS CAPITAL FUND III GP, LTD. | GENERAL PARTNER | F | yes | 03/2006 | Jun 23, 2014 | Mar 15, 2024 |
| PAINE, WILLIAM, DEXTER | MEMBER OF THE BOARD OF MANAGERS | Na | yes | 01/2008 | Jun 23, 2014 | Mar 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PAINE SCHWARTZ PARTNERS, LLC | n/a | Asset manager | $5.2B | N | yes | n/a |
| CZ HEDGE MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN MATEO | CA | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $256M | $256M | 3 | 2 | 2 | n/a | n/a |
| 2024 | Mar 4, 2025 | $206M | $206M | 3 | 2 | 2 | n/a | n/a |
| 2023 | Mar 15, 2024 | $223M | $223M | 3 | 2 | 2 | n/a | n/a |
| 2022 | Mar 24, 2023 | $196M | $196M | 3 | 2 | 2 | n/a | n/a |
| 2021 | Feb 28, 2022 | $255M | $255M | 0 | 0 | 0 | n/a | n/a |
| 2020 | Mar 4, 2021 | $127M | $127M | 1 | 0 | 0 | n/a | n/a |
| 2019 | Feb 19, 2020 | $239M | $239M | 1 | 0 | 0 | n/a | n/a |
| 2018 | Feb 20, 2019 | $291M | $291M | 1 | 0 | 0 | n/a | n/a |
| 2017 | Feb 22, 2018 | $281M | $281M | 1 | 0 | 0 | n/a | n/a |
| 2016 | Mar 10, 2017 | $208M | $208M | 1 | 0 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $235M | $235M | 1 | 0 | n/a | n/a | n/a |
| 2014 | Feb 19, 2015 | $224M | $224M | 1 | 0 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $256M | $206M | 24.4% | $196M | 9.3% | 3 | 3 | 2 | 2 |