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P•••• S••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•••• S••••••• P•••••••• L••

CRD 157551

NEW YORK, NY

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Search this name across graphsid dfx:ria:81ae4dc7-1b97-26d6-026d-75c3f8ad86e1

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 7
On other graphs: 4
Observed: Feb 13, 2012 to Mar 30, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P•••• S••••••• P•••••••• L••

Venture manager · cited, shared crd

Independent Sponsorsidentity

P•••• S••••••• P•••••••• L••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

P•••• S••••••• P•••••••• L••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.2BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 26

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••• S••••••• F••• C•••• F••• V• L•••	Private Equity Fund	$795M	Mar 28, 2024	35	Mar 29, 2019	reported	n/a
P•••• S••••••• F••• C•••• F••• I•• L•••	Private Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• A••••••• J•••	CHIEF INVESTMENT OFFICER, MANAGING PARTNER	Na	yes	01/2020	Mar 31, 2021	Mar 28, 2024
D••••••• A••••••• J•••	Trustee	C	yes	12/2012	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••• • P••••••• C•••••• F••• I•• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P•••• S••••••• F••• C•••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
P•••• S••••••• F••• C•••• F••• V• G•• L•••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN MATEO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$4.7B	11.0%	$4.8B	2.4%	43	43	1	1

Relationships

Affiliated with (1)

← CAPITAL Z ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (26)

→ P•••• S••••••• F••• C•••• F••• V• C• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ P•••• S••••••• F••• C•••• F••• I• C••••••••• A••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
P•••• S••••••• P•••••••• L•• reported RAUM $4.8B, up 52% from $3.2B (2022-03-30 to 2023-03-31)
Form ADVobserved 7 days ago
$1.7B
Occurred
Mar 31, 2021
Control person left
Neuman Christine S••••••• (Trustee) no longer on Schedule A of P•••• S••••••• P•••••••• L•• (listed 2020-04-13, absent 2021-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Control person joined
John Angelos Dassios (Chief Investment Officer) appeared on Schedule A of P•••• S••••••• P•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81ae4dc7-1b97-26d6-026d-75c3f8ad86e1
First observed: Feb 13, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$5.2B	$5.2B	43	30	1	18	n/a
2024	Mar 30, 2025	$4.7B	$4.7B	43	26	1	18	n/a
2023	Mar 28, 2024	$4.8B	$4.8B	45	30	1	20	$3.0B
2022	Mar 31, 2023	$4.8B	$4.8B	44	26	1	20	$2.9B
2021	Mar 30, 2022	$3.2B	$3.2B	41	25	1	15	$2.4B
2020	Mar 31, 2021	$2.9B	$2.9B	39	26	1	14	$1.5B
2019	Mar 27, 2020	$3.1B	$3.1B	33	27	1	15	$3.1B
2018	Mar 29, 2019	$2.4B	$2.4B	28	19	1	16	$2.4B
2017	Mar 28, 2018	$1.6B	$1.6B	29	21	1	13	$1.6B
2016	Mar 29, 2017	$1.4B	$1.4B	26	20	n/a	11	$1.4B
2015	Mar 29, 2016	$1.5B	$1.5B	25	15	n/a	14	$1.5B
2014	Mar 27, 2015	$2.2B	$2.2B	24	20	n/a	14	$2.2B
2013	Mar 28, 2014	$1.3B	$1.3B	22	18	n/a	12	$1.3B
2012	Mar 28, 2013	$1.1B	$1.1B	22	18	n/a	12	$741M