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Advisor at MML INVESTORS SERVICES, LLC
NORTH ANDOVER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | NORTH ANDOVER, MA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | NORTH ANDOVER, MA | Previous registration |
| Mariner | Independent wealth | Jun 27, 2012 | Feb 21, 2014 | no | OVERLAND PARK,, KS | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 6, 2007 | Jan 2, 2015 | no | BOSTON, MA|NORTH ANDOVER, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Aug 10, 2007 | no | NEW YORK, NY|NORTH ANDOVER, MA|N. ANDOVER, MA | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Aug 15, 2002 | Jun 1, 2005 | no | N ANDOVER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | Mariner | Jan 2, 2015 | Jun 27, 2012 | -919 | Firm change after gap | Other |
| Mariner | MSI FINANCIAL SERVICES, INC. | Feb 21, 2014 | Jan 2, 2015 | 315 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | NEW ENGLAND SECURITIES CORPORATION | Aug 10, 2007 | Aug 6, 2007 | -4 | Firm change | Other |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 615:151664:MA:2015-01-02 | Jan 2, 2015 | Jun 27, 2012 | NORTH ANDOVER, MA | Firm change after gap |