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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ZIONSVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 25, 2011 | n/a | yes | ZIONSVILLE, IN | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 4, 2009 | Oct 7, 2009 | no | INDIANAPOLIS, IN | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 1, 2006 | Jun 27, 2007 | no | CARMEL, IN|CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 7, 2009 | Feb 25, 2011 | 506 | Firm change after gap | Other |
| WOODBURY FINANCIAL SERVICES, INC. | CHASE INVESTMENT SERVICES CORP. | Jun 27, 2007 | Mar 4, 2009 | 616 | Firm change after gap | Other |