DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• P•••••••• R••••• C•••
WOODBURY, NY | Caldwell, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• P•••••••• R••••• C••• | Independent wealth | May 1, 2026 | n/a | yes | WOODBURY, NY|Caldwell, NJ | Current employment |
| P••••••• C•• S•••••••• L•• | Independent wealth | Feb 28, 2022 | Jun 1, 2026 | no | CHESTER, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• C•• S•••••••• L•• | C••••••••• P•••••••• R••••• C••• | Jun 1, 2026 | May 1, 2026 | -31 | Firm change after gap | RIA to RIA |
| U••••• C•••••• F•••••••• A••••••• | P••••••• C•• S•••••••• L•• | Sep 30, 2021 | Feb 28, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158248:112694:NJ:2026-06-01 | Jun 1, 2026 | May 1, 2026 | CHESTER, NJ | Firm change after gap |
| 106693:134600:NJ:2020-12-23 | Dec 23, 2020 | Jan 4, 2021 | PARSIPPANY, NJ | Firm change |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Jan 4, 2021 | Sep 30, 2021 | no | PARSIPPANY, NJ | Previous registration |
| G•••••• S•••• W••••• S•••••••• L••• | Bd affiliated wealth | Aug 21, 2012 | Dec 23, 2020 | no | PARSIPPANY, NJ | Previous registration |
| 151 |
| Firm change |
| Ibd to RIA |
| G•••••• S•••• W••••• S•••••••• L••• | U••••• C•••••• F•••••••• A••••••• | Dec 23, 2020 | Jan 4, 2021 | 12 | Firm change | Ibd to ibd |