RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• S••••• P•••••••••
- C••••••••• P•••••••• R••••• C••• independent RIA currentsince May 1, 2026 · Woodbury, Ny
- P••••••• C•• S•••••••• L•• independent RIAFeb 28, 2022 to Jun 1, 2026 · Chester, Nj
- U••••• C•••••• F•••••••• A••••••• independent RIAJan 4, 2021 to Sep 30, 2021 · Parsippany, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedAug 21, 2012 to Dec 23, 2020 · Parsippany, Nj
- P••••••• C•• S•••••••• L•• to C••••••••• P•••••••• R••••• C•••left Jun 1, 2026, registered May 1, 2026 (-31 days) · RIA to RIA · moved with a team
- U••••• C•••••• F•••••••• A••••••• to P••••••• C•• S•••••••• L••left Sep 30, 2021, registered Feb 28, 2022 (151 days) · Affiliated broker-dealer or bank to independent RIA
- G•••••• S•••• W••••• S•••••••• L••• to U••••• C•••••• F•••••••• A•••••••left Dec 23, 2020, registered Jan 4, 2021 (12 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••• S••••• P••••••••• left P••••••• C•• S•••••••• L•• for C••••••••• P•••••••• R••••• C••• (registered 2026-05-01)Jun 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address