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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MADISON, WI | ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 13, 2025 | n/a | yes | MADISON, WI|ANN ARBOR, MI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 14, 2021 | May 7, 2025 | no | MADISON, WI|Cottage Grove, WI | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Dec 21, 2015 | May 15, 2019 | no | MIDDLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 7, 2025 | May 13, 2025 | 6 | Firm change | Wirehouse to wirehouse |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLS FARGO ADVISORS | May 15, 2019 | May 14, 2021 | 730 | Firm change after gap | Other |