DFX Intelligence

G•••••• L••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

G•••••• L••••• C•••

Advisor at S•••••• R••• • C••• L••

NEW YORK, NY | Wyckoff, NJ

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Search this name across graphsid dfx:ria:2534188e-81fe-9590-5b15-471995f49e61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• R••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• R••• • C••• L••	Independent wealth	Dec 2, 2024	n/a	yes	NEW YORK, NY\|Wyckoff, NJ	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 28, 2023	Oct 30, 2024	no	Wilmington, DE\|Wilmington, DE\|Wilmington, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S•••••• R••• • C••• L••	Oct 30, 2024	Dec 2, 2024	33	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••••• R••• • C••• L••Registered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 28, 2023 to Oct 30, 2024factForm ADV

Dated events

Occurred
Oct 30, 2024
Advisor changed firm
G•••••• L••••• C••• left A••••••••• F•••••••• S•••••••• L•• for S•••••• R••• • C••• L•• (registered 2024-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2534188e-81fe-9590-5b15-471995f49e61
First observed: Mar 28, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.