DFX Intelligence

O•••• S•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

O•••• S•••• T•••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | RESTON, VA

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Search this name across graphsid dfx:ria:2539d200-fae6-608a-ff71-1b07ed373a73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jun 14, 2022	n/a	yes	NEW YORK, NY\|RESTON, VA	Current employment
F•• F••••••••	Former SEC adviser	Dec 22, 2021	Jul 1, 2022	no	RESTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• F••••••••	C••••• P••••••• L••	Jul 1, 2022	Jun 14, 2022	-17	Firm change	RIA to RIA
M••••• S••••••	F•• F••••••••	Oct 16, 2017	Dec 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
139347:151559:VA:2022-07-01	Jul 1, 2022	Jun 14, 2022	RESTON, VA	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jun 14, 2022 to presentfactForm ADV
→ F•• F••••••••Registered adviserregistration: previous registration
Dec 22, 2021 to Jul 1, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 20, 2015 to Oct 16, 2017factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2539d200-fae6-608a-ff71-1b07ed373a73
First observed: Oct 20, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.