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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FJY FINANCIAL

FJY FINANCIAL, LLC, CRD 139347

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f51bf64-5a75-7974-b296-de96dce5ef2a

Data as of Apr 1, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 12
On other graphs: 1
Observed: Feb 13, 2012 to Apr 1, 2022
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

FJY Financial

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $757MItem 5.F on the latest filing (2022-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $712M
Private client RAUM: $711MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,958
Individual clients: 38
High net worth clients: 339
Custody, client assets: $49.6M
SEC number: 801-66159
CRD: 139347
Filings on the tape: 23
First filed: Feb 13, 2012
Latest filed: Apr 1, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, LARRY, DEWAYNE	Member	B	yes	07/2014	Jul 10, 2014	Apr 1, 2022
BELEW, LAURIE, ADAMS	MEMBER/COO	B	yes	11/2014	Feb 28, 2015	Apr 1, 2022
Newman, Rachelle, A.	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 29, 2022	Apr 1, 2022
YANKEE, JON, P	MEMBER/CEO	D	yes	01/2006	Feb 13, 2012	Apr 1, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Midland	TX	United States	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 29, 2022	$757M	$712M	11	11	2	n/a	n/a
2020	Mar 29, 2021	$648M	$607M	11	10	1	n/a	n/a
2019	Mar 25, 2020	$576M	$541M	12	11	1	n/a	n/a
2018	Mar 15, 2019	$493M	$446M	12	10	1	n/a	n/a
2017	Feb 27, 2018	$523M	$467M	10	10	1	n/a	n/a
2016	Feb 14, 2017	$438M	$399M	11	10	n/a	n/a	n/a
2015	Mar 24, 2016	$393M	$356M	11	9	n/a	n/a	n/a
2014	Feb 28, 2015	$407M	$344M	12	9	n/a	n/a	n/a
2013	Mar 4, 2014	$429M	$340M	9	7	n/a	n/a	n/a
2012	Mar 26, 2013	$360M	$250M	9	7	n/a	n/a	n/a
2011	Feb 13, 2012	$313M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$757M	$648M	16.9%	$493M	15.4%	11	11	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	2	Jul 1, 2022	Jun 14, 2022	MIDLAND, TX	Team lift out	RIA to RIA	28.6%
CERITY PARTNERS LLC	5	Jul 1, 2022	Jun 14, 2022	RESTON, VA	Firm absorbed	RIA to RIA	71.4%

Relationships

Controls (4)

← ADAMS, LARRY, DEWAYNEOwnerMEMBER, ownership code B, individual
Jul 10, 2014 to presentfactForm ADV
← YANKEE, JON, POwnerMEMBER/CEO, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV
← BELEW, LAURIE, ADAMSOwnerMEMBER/COO, ownership code B, individual
Feb 28, 2015 to presentfactForm ADV
← Newman, Rachelle, A.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV

Registered with (12)

← JON P YANKEEAdvisorregistration: previous registration
Feb 9, 2006 to Jul 1, 2022factForm ADV
← SUZANNE ALEXIS GRASONAdvisorregistration: previous registration
Sep 4, 2018 to Jul 1, 2022factForm ADV
← MICHAEL ALAN NESSAdvisorregistration: previous registration
Jul 31, 2017 to Jul 1, 2022factForm ADV
← LAURIE ADAMS BELEWAdvisorregistration: previous registration
Nov 11, 2009 to Jul 1, 2022factForm ADV
← ONARI SONGO TARIAHAdvisorregistration: previous registration
Dec 22, 2021 to Jul 1, 2022factForm ADV
← Kelly McNerneyAdvisorregistration: previous registration
Feb 20, 2018 to Jul 1, 2022factForm ADV
← Katherine KrauseAdvisorregistration: previous registration
Dec 22, 2021 to Jul 1, 2022factForm ADV
← FRANKLIN PHILIP GOULDAdvisorregistration: previous registration
Jan 19, 2022 to Jan 25, 2022factForm ADV
← TESS LANAE DOWNINGAdvisorregistration: previous registration
Nov 21, 2011 to Oct 3, 2018factForm ADV
← Candace Marita LeeAdvisorregistration: previous registration
Oct 21, 2015 to Jul 31, 2017factForm ADV
← MELISSA H TaroAdvisorregistration: previous registration
Oct 27, 2014 to Apr 21, 2017factForm ADV
← DANIEL DRYDEN JOSSAdvisorregistration: previous registration
Feb 9, 2006 to Jul 1, 2014factForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser6 advisors, firm absorbed, same day
Jul 1, 2022 to Jun 14, 2022factForm ADV

Dated events

Occurred
Jul 1, 2022
Firm absorbed
Fjy Financial's advisors moved to Cerity Partners LLC (Reston, VA): 6 of 7 registered, on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Jul 1, 2022
Team lift-out
2 advisors left Fjy Financial (Midland, TX) for Cerity Partners LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 1, 2022
Advisor changed firm
Onari Songo Tariah left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Katherine Krause left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Jon P Yankee left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Michael Alan Ness left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Suzanne Alexis Grason left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Kelly Mcnerney left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2022
Advisor changed firm
Laurie Adams Belew left Fjy Financial for Cerity Partners Llc (registered 2022-06-14)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Control person joined
A. Rachelle Newman (Chief Compliance Officer) appeared on Schedule A of Fjy Financial
Form ADVobserved 4 days ago
Occurred
Jan 25, 2022
Advisor changed firm
Franklin Philip Gould left Fjy Financial for Capital Client Group, Inc. (registered 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2019
Control person left
Laws Marjorie Fox (Managing Member) no longer on Schedule A of Fjy Financial (listed 2018-02-27, absent 2019-01-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f51bf64-5a75-7974-b296-de96dce5ef2a
First observed: Feb 13, 2012
Last observed: Apr 1, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FJY FINANCIAL

FJY FINANCIAL, LLC, CRD 139347

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f51bf64-5a75-7974-b296-de96dce5ef2a

Data as of Apr 1, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, LARRY, DEWAYNE

Member

yes

07/2014

Jul 10, 2014

Apr 1, 2022

BELEW, LAURIE, ADAMS

MEMBER/COO

yes

11/2014

Feb 28, 2015

Apr 1, 2022

Newman, Rachelle, A.

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 29, 2022

Apr 1, 2022

YANKEE, JON, P

MEMBER/CEO

yes

01/2006

Feb 13, 2012

Apr 1, 2022

City

State

Country

Employees

Also broker-dealer

Midland

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

$757M

$712M

n/a

2020

Mar 29, 2021

$648M

$607M

n/a

2019

Mar 25, 2020

$576M

$541M

n/a

2018

Mar 15, 2019

$493M

$446M

n/a

2017

Feb 27, 2018

$523M

$467M

n/a

2016

Feb 14, 2017

$438M

$399M

n/a

2015

Mar 24, 2016

$393M

$356M

n/a

2014

Feb 28, 2015

$407M

$344M

n/a

2013

Mar 4, 2014

$429M

$340M

n/a

2012

Mar 26, 2013

$360M

$250M

n/a

2011

Feb 13, 2012

$313M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$757M

$648M

16.9%

$493M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Jul 1, 2022

Jun 14, 2022

MIDLAND, TX

Team lift out

RIA to RIA

28.6%

CERITY PARTNERS LLC

Jul 1, 2022

Jun 14, 2022

RESTON, VA

Firm absorbed

RIA to RIA

71.4%