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Advisor at CREATIVEONE SECURITIES, LLC
LIVINGSTON, TX | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVEONE SECURITIES, LLC | Bd affiliated wealth | Apr 13, 2016 | n/a | yes | LIVINGSTON, TX|OVERLAND PARK, KS | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jun 8, 2010 | May 12, 2016 | no | SPRINGFIELD, IL|SARASOTA, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 13, 2009 | Mar 3, 2010 | no | SPRINGFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | CREATIVEONE SECURITIES, LLC | May 12, 2016 | Apr 13, 2016 | -29 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Mar 3, 2010 | Jun 8, 2010 | 97 | Firm change | Other |