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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALLIANCE PRIVATE WEALTH, LLC

CRD 316612

NORTH READING, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2560ebbf-1019-4d30-916a-52abb6ce2960

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: May 29, 2025 to Mar 5, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $466MItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $466M
Private client RAUM: $466MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $66.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 587
Individual clients: 67
High net worth clients: 100
SEC number: 801-133775
CIK: 2109849
CRD: 316612
Filings on the tape: 3
First filed: May 29, 2025
Latest filed: Mar 5, 2026
Organised: Limited Liability Company, MA
Website: allianceprivatewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY ALFRED FARLAND	Certified Financial Planner	NORTH READING, MA \| ALTON BAY, NH	4	28	2	no
ROBERT ARAM MESTJIAN	Certified Financial Planner	NORTH READING, MA	4	18	1	no
Jane Johnson	n/a	GLOUCESTER, MA \| NORTH READING, MA	4	13	1	no
Juan David Ramon Soto	Certified Financial Planner	NORTH READING, MA	1	12	1	no
DANIEL WILLIAM CARROLL	Chartered Financial Analyst	BEE CAVE, TX \| NORTH READING, MA	0	23	2	no
Holly Cloutier	n/a	NORTH READING, MA	0	11	1	no
ALYSON MARY SHAW	n/a	NORTH READING, MA	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FARLAND, GREGORY, ALFRED	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	12/2013	Mar 5, 2026	Mar 5, 2026
MESTJIAN, ROBERT, ARAM	Member	A	no	12/2013	Mar 5, 2026	Mar 5, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$466M	$466M	11	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$466M	n/a	n/a	n/a	n/a	11	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	6	Jul 1, 2025	Nov 4, 2025	NORTH READING, MA	Team lift out	Ibd to RIA	0.2%

Relationships

Controls (1)

← FARLAND, GREGORY, ALFREDOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 5, 2026 to presentfactForm ADV

Owns (1)

← MESTJIAN, ROBERT, ARAMOwnerMEMBER, ownership code A, individual
Mar 5, 2026 to presentfactForm ADV

Registered with (7)

← ALYSON MARY SHAWAdvisorregistration: current employment
Nov 4, 2025 to presentfactForm ADV
← Holly CloutierAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← DANIEL WILLIAM CARROLLAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← Juan David Ramon SotoAdvisorregistration: current employment
Aug 19, 2025 to presentfactForm ADV
← Jane JohnsonAdvisorregistration: current employment
Jan 6, 2022 to presentfactForm ADV
← GREGORY ALFRED FARLANDAdvisorregistration: current employment
Jan 4, 2022 to presentfactForm ADV
← ROBERT ARAM MESTJIANAdvisorregistration: current employment
Jan 4, 2022 to presentfactForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser6 advisors, team lift out
Jul 1, 2025 to Nov 4, 2025factForm ADV

Dated events

Occurred
Oct 15, 2025
Regulatory AUM changed
Alliance Private Wealth, Llc reported RAUM $449.6M, up 340% from $102.3M (2025-05-29 to 2025-10-15)
Form ADVobserved 4 days ago
$347M
Occurred
Jul 1, 2025
Team lift-out
6 advisors left Commonwealth Financial Network (North Reading, MA) for Alliance Private Wealth, LLC within 2 days
Form ADVobserved 4 days ago
6 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2560ebbf-1019-4d30-916a-52abb6ce2960
First observed: May 29, 2025
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANCE PRIVATE WEALTH, LLC

CRD 316612

NORTH READING, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2560ebbf-1019-4d30-916a-52abb6ce2960

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY ALFRED FARLAND

Certified Financial Planner

NORTH READING, MA | ALTON BAY, NH

ROBERT ARAM MESTJIAN

Certified Financial Planner

NORTH READING, MA

Jane Johnson

n/a

GLOUCESTER, MA | NORTH READING, MA

Juan David Ramon Soto

Certified Financial Planner

NORTH READING, MA

DANIEL WILLIAM CARROLL

Chartered Financial Analyst

BEE CAVE, TX | NORTH READING, MA

Holly Cloutier

n/a

NORTH READING, MA

ALYSON MARY SHAW

n/a

NORTH READING, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FARLAND, GREGORY, ALFRED

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

12/2013

Mar 5, 2026

MESTJIAN, ROBERT, ARAM

Member

12/2013

Mar 5, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$466M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$466M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Jul 1, 2025

Nov 4, 2025

NORTH READING, MA

Team lift out

Ibd to RIA

0.2%