J••• J••••••

Advisor at A••••••• P•••••• W•••••• L••

GLOUCESTER, MA | NORTH READING, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1782ca6-f291-8f35-4301-4e8edc649821

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• T••••••••• A••••••• I•••	State registered	Oct 31, 2025	n/a	yes	GLOUCESTER, MA	Current employment
A••••••• P•••••• W•••••• L••	Independent wealth	Jan 6, 2022	n/a	yes	NORTH READING, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	A••••••• P•••••• W•••••• L••	Jul 3, 2025	Jan 6, 2022	-1,274	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:316612:MA:2025-07-01	Jul 3, 2025	Jan 6, 2022	GLOUCESTER, MA	Firm change after gap

Relationships

Registered with (3)

→ B••••••• T••••••••• A••••••• I•••Registered adviserregistration: current employment
Oct 31, 2025 to presentfactForm ADV
→ A••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jan 6, 2022 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jun 25, 2019 to Jul 3, 2025factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
J••• J•••••• left C••••••••• F•••••••• N•••••• for A••••••• P•••••• W•••••• L•• (registered 2022-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1782ca6-f291-8f35-4301-4e8edc649821
First observed: Jun 25, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.