N•••••• R•••

Advisor at E••••••••• W••••• • F••••• O•••••

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2562de44-c6a4-cf76-c9e3-641658324f48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• W••••• • F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• W••••• • F••••• O•••••	Independent wealth	Apr 29, 2026	n/a	yes	COLORADO SPRINGS, CO	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Jul 5, 2022	May 7, 2026	no	PALM DESERT, CA\|Palm Desert, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	E••••••••• W••••• • F••••• O•••••	May 7, 2026	Apr 29, 2026	-8	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ E••••••••• W••••• • F••••• O•••••Registered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jul 5, 2022 to May 7, 2026factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2562de44-c6a4-cf76-c9e3-641658324f48
First observed: Jul 5, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.