DFX Intelligence

E••••••••• W••••• • F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E••••••••• W••••• • F••••• O•••••

EC VENTURES V LLC, CRD 340444

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:512a89d9-018b-64bc-9405-6f3db7067819

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Feb 17, 2026 to Jul 10, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

E••••••••• W••••• • F••••• O•••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $292M••• Locked
Discretionary RAUM: $292M
Private client RAUM: $180Mderived••• Locked
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $48.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• N••••• S••••••	Certified Financial Planner	COLORADO SPRINGS, CO	0	13	2	no
N•••••• R•••	Certified Financial Planner	COLORADO SPRINGS, CO	0	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••• T•••• N•••••	CHIEF COMPLIANCE OFFICER, CEO	E	yes	02/2026	Jul 10, 2026	Jul 10, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 23, 2026	$0	$0	3	2	1	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	0	5	0.0%	3	0	0	5	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$292M	n/a	n/a	n/a	n/a	8	n/a	1	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• L••	2	Jul 14, 2026	Jun 30, 2026	COLORADO SPRINGS, CO	Team lift out	Ibd to RIA	0.3%

Relationships

Registered with (6)

← K••••••• Q••••Advisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← B••• V••••• W•••••Advisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← P••• D• B•••••Advisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← E••• L•• H••••Advisor

Dated events

Occurred
Jul 14, 2026
Team lift-out
••• Locked
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:512a89d9-018b-64bc-9405-6f3db7067819
First observed: Feb 17, 2026
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.