DFX Intelligence

M•••• M• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••• M• H••••••

Advisor at E••••• J••••

Plymouth, MN | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2562f959-5a70-32c7-1418-18cbe073b4e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jun 16, 2026	n/a	yes	ST. LOUIS, MO\|Plymouth, MN	Current employment
N•••••• I•••	Independent wealth	Jul 12, 2024	Jun 11, 2026	no	St. Paul, MN\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• I•••	E••••• J••••	Jun 11, 2026	Jun 16, 2026	5	Firm change	RIA to ibd
R•• C•••••• M••••••• L••	N•••••• I•••	Jul 25, 2024	Jul 12, 2024

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ N•••••• I•••Registered adviserregistration: previous registration
Jul 12, 2024 to Jun 11, 2026factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
May 7, 2021 to Jul 25, 2024factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
M•••• M• H•••••• left N•••••• I••• for E••••• J•••• (registered 2026-06-16)
Form ADVobserved 7 days ago
Occurred
Jul 25, 2024
Advisor changed firm
M•••• M• H•••••• left R•• C•••••• M••••••• L•• for N•••••• I••• (registered 2024-07-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2562f959-5a70-32c7-1418-18cbe073b4e0
First observed: May 4, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.