DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Malia M Hollerud
At current firm
0 y
since Jun 16, 2026
In the industry
21 y
since May 3, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jun 16, 2026 · St. Louis, Mo
- Nepsis, Inc. independent RIAJul 12, 2024 to Jun 11, 2026 · St. Paul, Mn
- RBC Capital Markets, LLC national BDMay 7, 2021 to Jul 25, 2024 · Minneapolis, Mn
- LPL Financial LLC BD affiliatedMar 24, 2021 to Jun 8, 2021 · Minneapolis, Mn
- Bmo Harris Financial Advisors, Inc formerApr 16, 2020 to Mar 24, 2021 · Minneapolis, Mn
- RBC Capital Markets, LLC national BDMay 4, 2005 to Jan 15, 2020 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Nepsis, Inc. to Edward Jonesleft Jun 11, 2026, registered Jun 16, 2026 (5 days) · RIA to affiliated broker-dealer or bank
- RBC Capital Markets, LLC to Nepsis, Inc.left Jul 25, 2024, registered Jul 12, 2024 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to RBC Capital Markets, LLCleft Jun 8, 2021, registered May 7, 2021 (-32 days) · Affiliated broker-dealer or bank to another
- Bmo Harris Financial Advisors, Inc to LPL Financial LLCleft Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- RBC Capital Markets, LLC to Bmo Harris Financial Advisors, Incleft Jan 15, 2020, registered Apr 16, 2020 (92 days) · Affiliated broker-dealer or bank to another
Signals
- Malia M Haskins left Nepsis, Inc. for Edward Jones (registered 2026-06-16)Jun 11, 2026 · Advisor changed firm · fact
- Malia M Haskins left Rbc Capital Markets, Llc for Nepsis, Inc. (registered 2024-07-12)Jul 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address