DFX Intelligence

A••••••• A••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)45 years in industry

A••••••• A••••• P•••••••••

Advisor at C••••• F•••••••• • R••••••••• P••••••• A••••••••• I••

FAIR HAVEN, NJ

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Search this name across graphsid dfx:ria:2565aed9-46b7-adc6-7768-0831ed97e854

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 5, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• • R••••••••• P••••••• A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• • R••••••••• P••••••• A••••••••• I••	Independent wealth	Jan 9, 2007	n/a	yes	FAIR HAVEN, NJ	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Jan 5, 1998	Dec 31, 2015	no	NEW YORK, NY\|HAZLET, NJ\|Naples, FL\|PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	C••••• F•••••••• • R••••••••• P••••••• A••••••••• I••	Dec 31, 2015	Jan 9, 2007	-3,278	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• F•••••••• • R••••••••• P••••••• A••••••••• I••Registered adviserregistration: current employment
Jan 9, 2007 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jan 5, 1998 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2565aed9-46b7-adc6-7768-0831ed97e854
First observed: Jan 5, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.