This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$108MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$108M

Private client RAUM

$107MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$108Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

1

Offices

3Schedule D 1.F, beyond the principal office

Accounts

366

Individual clients

113

High net worth clients

33

SEC number

801-79218

CIK

1650259

CRD

107865

Filings on the tape

37

First filed

Jan 31, 2012

Latest filed

Mar 31, 2026

Organised

Corporation, NJ

Website

castlefinancial.com

• Occurred

  Feb 10, 2014
  First Form ADV filing

  Castle Financial & Retirement Planning Associates Inc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:64b126da-676d-1aa9-993f-05d1b8a4e2e2

First observed

Jan 31, 2012

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.