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B••••••• J•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

B••••••• J•••••• H•••

Advisor at W••••• E••••••••• • P••••••••• I•••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:256cef21-2b28-294d-14d3-3a1983076a66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• • P••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• • P••••••••• I•••	State registered	Jan 10, 2003	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
M••••••••• F•••••••• I••	Independent wealth	Jun 14, 2005	Aug 28, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• P••••••• I••••••••• A••••••• I••	W••••• E••••••••• • P••••••••• I•••	Aug 29, 2008	Jan 10, 2003	-2,058	Firm change after gap	Other
M••••••••• F•••••••• I••	n/a	Aug 28, 2008	n/a

Relationships

Registered with (3)

→ W••••• E••••••••• • P••••••••• I•••Registered adviserregistration: current employment
Jan 10, 2003 to presentfactForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Aug 18, 1999 to Aug 29, 2008factForm ADV
→ M••••••••• F•••••••• I••Registered adviserregistration: previous registration
Jun 14, 2005 to Aug 28, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:256cef21-2b28-294d-14d3-3a1983076a66
First observed: Aug 18, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.