DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MANCHESTER FINANCIAL INC

CRD 106071

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b7859da-0d2a-82c9-5b5d-a5c3d5d37c5a

Data as of Aug 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Aug 21, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-08-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $95.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 14
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,453
Individual clients: 696
High net worth clients: 322
Custody, client assets: $509M
SEC number: 801-37370
CRD: 106071
Filings on the tape: 29
First filed: Mar 29, 2012
Latest filed: Aug 21, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT JAMES KATCH	n/a	WESTLAKE VILLAGE, CA	23	36	2	no
ALAN SCOTT HOPKINS	n/a	WESTLAKE VILLAGE, CA \| Fernandina Beach, FL	23	34	2	no
LAURA JO Navarro	Certified Financial Planner	WESTLAKE VILLAGE, CA	11	25	n/a	no
MARK WEIDERMAN	n/a	WESTLAKE VILLAGE, CA	11	36	3	no
STEVEN SCOTT	n/a	WESTLAKE VILLAGE, CA	11	15	2	no
SCOTT VINCENT WHITNEY	n/a	Scottsdale, AZ \| WESTLAKE VILLAGE, CA	9	32	2	no
Seth Christian Catanese	Certified Financial Planner	WESTLAKE VILLAGE, CA	9	11	n/a	no
STEVEN MICHAEL REZZELLE	n/a	WESTLAKE VILLAGE, CA	5	14	1	no
JANIKA DOMINGO	n/a	WESTLAKE VILLAGE, CA	5	12	n/a	no
FRANKLIN SCHENECK WHITEHOUSE	n/a	WESTLAKE VILLAGE, CA	5	31	1	no
MARIO VALVERDE	n/a	WESTLAKE VILLAGE, CA	3	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOPKINS, ALAN, SCOTT	CHIEF ECONOMIST STRATEGIST	Na	yes	07/1995	Aug 21, 2026	Aug 21, 2026
KATCH, ROBERT, JAMES	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	07/1990	Aug 21, 2026	Aug 21, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALAN HOPKINS	n/a	n/a	n/a	Y	yes	n/a
MANCHESTER FINANCIAL & INSURANCE SERVICES	n/a	n/a	n/a	Y	yes	n/a
ROBERT KATCH	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Carefree	Az	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.0B	$1.0B	19	14	2	n/a	n/a
2024	Mar 21, 2025	$947M	$947M	20	15	2	n/a	n/a
2023	Mar 25, 2024	$855M	$855M	19	12	2	n/a	n/a
2022	Mar 6, 2023	$798M	$798M	18	11	2	n/a	n/a
2021	Mar 26, 2022	$885M	$885M	18	11	1	n/a	n/a
2020	Mar 22, 2021	$733M	$733M	17	10	1	n/a	n/a
2019	Mar 27, 2020	$758M	$758M	16	9	0	n/a	n/a
2018	Mar 20, 2019	$657M	$657M	18	12	0	n/a	n/a
2017	Mar 29, 2018	$670M	$670M	23	12	0	n/a	n/a
2016	Mar 31, 2017	$504M	$504M	25	6	n/a	n/a	n/a
2015	Mar 30, 2016	$478M	$478M	25	6	n/a	n/a	n/a
2014	Mar 30, 2015	$467M	$467M	18	4	n/a	n/a	n/a
2013	Mar 25, 2014	$440M	$440M	14	4	n/a	n/a	n/a
2012	Apr 2, 2013	$369M	$369M	14	4	n/a	n/a	n/a
2011	Mar 29, 2012	$320M	$320M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$947M	10.5%	$798M	9.4%	19	20	2	2

Relationships

Registered with (18)

← MARIO VALVERDEAdvisorregistration: current employment
Aug 11, 2023 to presentfactForm ADV
← FRANKLIN SCHENECK WHITEHOUSEAdvisorregistration: current employment
Sep 8, 2021 to presentfactForm ADV
← JANIKA DOMINGOAdvisorregistration: current employment
Jun 28, 2021 to presentfactForm ADV
← STEVEN MICHAEL REZZELLEAdvisorregistration: current employment
Apr 13, 2021 to presentfactForm ADV
← Seth Christian CataneseAdvisorregistration: current employment
Jun 12, 2017 to presentfactForm ADV
← SCOTT VINCENT WHITNEYAdvisorregistration: current employment
Mar 3, 2017 to presentfactForm ADV
← MARK WEIDERMANAdvisorregistration: current employment
Jun 9, 2015 to presentfactForm ADV
← STEVEN SCOTTAdvisorregistration: current employment
Jun 9, 2015 to presentfactForm ADV
← LAURA JO NavarroAdvisorregistration: current employment
Jun 8, 2015 to presentfactForm ADV
← ROBERT JAMES KATCHAdvisorregistration: previous registration
Jan 22, 1991 to Dec 31, 2002factForm ADV
← ALAN SCOTT HOPKINSAdvisorregistration: previous registration
Jul 8, 1997 to Dec 31, 2002factForm ADV
← Andrew Joseph ChenAdvisorregistration: previous registration
Apr 17, 2020 to Mar 13, 2025factForm ADV
← JENNIFER MARIE CARUSOAdvisorregistration: previous registration
Nov 13, 2017 to Aug 14, 2023factForm ADV
← DAVID LEE BRYANTAdvisorregistration: previous registration
Sep 17, 2014 to Nov 29, 2019factForm ADV
← HANNAH ELIZABETH OAKS BOUNDYAdvisorregistration: previous registration
May 16, 2014 to Apr 1, 2015factForm ADV
← MATTHEW GLENN DAVISAdvisorregistration: previous registration
Apr 3, 2012 to Oct 27, 2014factForm ADV
← STEVE HARLAN COKERAdvisorregistration: previous registration
Aug 14, 2007 to Oct 14, 2014factForm ADV
← BENJAMIN JEFFREY HILLAdvisorregistration: previous registration
Jun 14, 2005 to Aug 28, 2008factForm ADV

Controls (2)

← KATCH, ROBERT, JAMESOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Oct 28, 2024factForm ADV
← HOPKINS, ALAN, SCOTTOwnerCHIEF ECONOMIST, ownership code NA, individual
Mar 29, 2012 to Oct 28, 2024factForm ADV

Dated events

Occurred
Mar 13, 2025
Advisor changed firm
Andrew Joseph Chen left Manchester Financial Inc for Cliftonlarsonallen Wealth Advisors, Llc (registered 2025-03-27)
Form ADVobserved 5 days ago
Occurred
Aug 14, 2023
Advisor changed firm
Jennifer Marie Caruso left Manchester Financial Inc for Morton Wealth (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Manchester Financial Inc reported RAUM $669.6M, up 33% from $503.9M (2017-05-17 to 2018-03-29)
Form ADVobserved 5 days ago
$166M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b7859da-0d2a-82c9-5b5d-a5c3d5d37c5a
First observed: Mar 29, 2012
Last observed: Aug 21, 2026 30 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANCHESTER FINANCIAL INC

CRD 106071

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b7859da-0d2a-82c9-5b5d-a5c3d5d37c5a

Data as of Aug 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT JAMES KATCH

n/a

WESTLAKE VILLAGE, CA

ALAN SCOTT HOPKINS

n/a

WESTLAKE VILLAGE, CA | Fernandina Beach, FL

LAURA JO Navarro

Certified Financial Planner

WESTLAKE VILLAGE, CA

n/a

MARK WEIDERMAN

n/a

WESTLAKE VILLAGE, CA

STEVEN SCOTT

n/a

WESTLAKE VILLAGE, CA

SCOTT VINCENT WHITNEY

n/a

Scottsdale, AZ | WESTLAKE VILLAGE, CA

Seth Christian Catanese

Certified Financial Planner

WESTLAKE VILLAGE, CA

n/a

STEVEN MICHAEL REZZELLE

n/a

WESTLAKE VILLAGE, CA

JANIKA DOMINGO

n/a

WESTLAKE VILLAGE, CA

n/a

FRANKLIN SCHENECK WHITEHOUSE

n/a

WESTLAKE VILLAGE, CA

MARIO VALVERDE

n/a

WESTLAKE VILLAGE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOPKINS, ALAN, SCOTT

CHIEF ECONOMIST STRATEGIST

yes

07/1995

Aug 21, 2026

KATCH, ROBERT, JAMES

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/1990

Aug 21, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALAN HOPKINS

n/a

yes

n/a

MANCHESTER FINANCIAL & INSURANCE SERVICES

n/a

yes

n/a

ROBERT KATCH

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Carefree

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.0B

n/a

2024

Mar 21, 2025

$947M

n/a

2023

Mar 25, 2024

$855M

n/a

2022

Mar 6, 2023

$798M

n/a

2021

Mar 26, 2022

$885M

n/a

2020

Mar 22, 2021

$733M

n/a

2019

Mar 27, 2020

$758M

n/a

2018

Mar 20, 2019

$657M

n/a

2017

Mar 29, 2018

$670M

n/a

2016

Mar 31, 2017

$504M

n/a

2015

Mar 30, 2016

$478M

n/a

2014

Mar 30, 2015

$467M

n/a

2013

Mar 25, 2014

$440M

n/a

2012

Apr 2, 2013

$369M

n/a

2011

Mar 29, 2012

$320M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$947M

10.5%

$798M

9.4%