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RIA / WealthAdvisor30 years in industry

TIMOTHY JOHN GARDNER

Advisor at CHATHAM WEALTH MANAGEMENT. LLC

MCLEAN, VA

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Search this name across graphsid dfx:ria:25723329-1a67-cfbb-522b-cde4a9239e58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHATHAM WEALTH MANAGEMENT. LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 9, 1996
First registration: Dec 31, 2001
Dual registered: no
IAPD individual key: 1727550

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHATHAM WEALTH MANAGEMENT. LLC	State registered	Nov 19, 2024	n/a	yes	MCLEAN, VA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Nov 19, 2024	no	HAMPTON, VA\|McLean, VA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 11, 2014	Jun 14, 2024	no	DUNN LORING, VA\|MCLEAN, VA\|MCLEAN, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 24, 2009	Sep 15, 2014	no	CAREY, NC\|CARY, NC\|DUNN LORING, VA\|CHAPEL HILL, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 9, 2004	Apr 29, 2009	no	CARY, NC\|RALEIGH, NC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 31, 2001	Mar 10, 2004	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	CHATHAM WEALTH MANAGEMENT. LLC	Nov 19, 2024	Nov 19, 2024	0	Firm change	Ibd to state RIA
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Sep 15, 2014	Sep 11, 2014	-4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Apr 29, 2009	Apr 24, 2009	-5	Firm change	Other
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 10, 2004	Mar 9, 2004	-1	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ CHATHAM WEALTH MANAGEMENT. LLCRegistered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 19, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 11, 2014 to Jun 14, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 24, 2009 to Sep 15, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 9, 2004 to Apr 29, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Mar 10, 2004factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
Timothy John Gardner left Osaic Wealth, Inc. for Chatham Wealth Management. Llc (registered 2024-11-19)
Form ADVobserved 5 days ago