DFX Intelligence

R•••••• B••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor30 years in industry

R•••••• B••••• B••••••

Advisor at B••••• W••••• P•••••••• I•••

Newport Beach, CA | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25725cb6-2408-9901-dc31-67cb67652bc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 12, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• I•••	Independent wealth	Dec 4, 2017	n/a	yes	Newport Beach, CA\|SCOTTSDALE, AZ	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 21, 2019	Jun 24, 2019	no	LINCROFT, NJ\|Solana Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	n/a	Jun 24, 2019	n/a	n/a	Departure no registered destination	Departure
D••••• W••••• A•••••••	B••••• W••••• P•••••••• I•••	Dec 4, 2017	Dec 4, 2017	0

Relationships

Registered with (8)

→ B••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Dec 4, 2017 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2019 to Jun 24, 2019factForm ADV
→ D••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Dec 4, 2017factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25725cb6-2408-9901-dc31-67cb67652bc7
First observed: Apr 12, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.