RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• B••••• B••••••
- B••••• W••••• P•••••••• I••• independent RIA currentsince Dec 4, 2017 · Newport Beach, Ca
- W•••• I••••••••• A•••••••• L•• otherJun 21, 2019 to Jun 24, 2019 · Lincroft, Nj
- D••••• W••••• A••••••• formerJan 28, 2015 to Dec 4, 2017 · Encinitas, Ca
- D••••• W••••• A••••••• formerJun 27, 2013 to Dec 31, 2014 · Encinitas, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 28, 2010 to Apr 16, 2012 · San Francisco, Ca
- F•••• R••••••• W••••• A•••••••• L•• unclassifiedJun 4, 2010 to Sep 30, 2010 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 21, 2010 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 6, 2006 to Jun 1, 2009 · San Diego, Ca
- M••••• S•••••• D• I••• unclassifiedApr 12, 1999 to Jan 9, 2006 · San Diego, Ca
- W•••• I••••••••• A•••••••• L•• to no registered destinationleft Jun 24, 2019 · Departure, no registered destination
- D••••• W••••• A••••••• to B••••• W••••• P•••••••• I•••left Dec 4, 2017, registered Dec 4, 2017 (0 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to D••••• W••••• A•••••••left Apr 16, 2012, registered Jun 27, 2013 (437 days) · Other
- F•••• R••••••• W••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 30, 2010, registered Sep 28, 2010 (-2 days) · Other
- M••••• S•••••• to F•••• R••••••• W••••• A•••••••• L••left Jun 21, 2010, registered Jun 4, 2010 (-17 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jan 9, 2006, registered Jan 6, 2006 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address