DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

ADAPTIVE ADVICE, LLC

CRD 310529

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25747564-8f46-8776-08eb-487bd29986fd

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2026 to Jul 17, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $8.3MItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.3M
Private client RAUM: $8.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 48
Individual clients: 13
High net worth clients: 5
Custody, client assets: $2.5M
CRD: 310529
Filings on the tape: 1
First filed: Jul 17, 2026
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, NE
Website: adaptiveadvice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH EDWARD ELSASSER	Certified Financial Planner	OMAHA, NE	6	24	3	no
MICHAEL DOUGLAS CHOCHON	n/a	OMAHA, NE	0	14	1	no
Matthew Sorum	n/a	OMAHA, NE	0	12	n/a	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SEQUENT PLANNING, LLC	2	Oct 21, 2020	Aug 27, 2020	OMAHA, NE	Team lift out	RIA to state RIA	6.9%

Relationships

Registered with (4)

← Matthew SorumAdvisorregistration: current employment
Apr 22, 2026 to presentfactForm ADV
← MICHAEL DOUGLAS CHOCHONAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← JOSEPH EDWARD ELSASSERAdvisorregistration: current employment
Aug 25, 2020 to presentfactForm ADV
← LAUREN ASHLEY DEGROOTAdvisorregistration: previous registration
Aug 27, 2020 to May 9, 2025factForm ADV

Moved with (1)

← SEQUENT PLANNING, LLCRegistered adviser2 advisors, team lift out, same day
Oct 21, 2020 to Aug 27, 2020factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
Lauren Ashley Degroot left Adaptive Advice, Llc for Commonwealth Financial Network (registered 2025-05-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25747564-8f46-8776-08eb-487bd29986fd
First observed: Jul 17, 2026
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADAPTIVE ADVICE, LLC

CRD 310529

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25747564-8f46-8776-08eb-487bd29986fd

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH EDWARD ELSASSER

Certified Financial Planner

OMAHA, NE

MICHAEL DOUGLAS CHOCHON

n/a

OMAHA, NE

Matthew Sorum

n/a

OMAHA, NE

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SEQUENT PLANNING, LLC

Oct 21, 2020

Aug 27, 2020

OMAHA, NE

Team lift out

RIA to state RIA

6.9%