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L••••• A••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

L••••• A••••• D••••••

Advisor at C••••••••• F•••••••• N••••••

Omaha, NE

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Search this name across graphsid dfx:ria:b368d6db-3ef5-b272-93d1-05784a5fc83b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 18, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	May 13, 2025	n/a	yes	Omaha, NE\|Omaha, NE	Current employment
A••••••• A•••••• L••	State registered	Aug 27, 2020	May 9, 2025	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••••• L••	C••••••••• F•••••••• N••••••	May 9, 2025	May 13, 2025	4	Firm change	Other
S•••••• P•••••••• L••	A••••••• A•••••• L••	Oct 21, 2020	Aug 27, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
160381:310529:NE:2020-10-21	Oct 21, 2020	Aug 27, 2020	OMAHA, NE	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 13, 2025 to presentfactForm ADV
→ A••••••• A•••••• L••Registered adviserregistration: previous registration
Aug 27, 2020 to May 9, 2025factForm ADV
→ S•••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2014 to Oct 21, 2020factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
May 9, 2025
Advisor changed firm
L••••• A••••• D•••••• left A••••••• A•••••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b368d6db-3ef5-b272-93d1-05784a5fc83b
First observed: Apr 25, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.