DFX Intelligence

G•••••••• D•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)21 years in industry

G•••••••• D•••• A••••

Advisor at W•••••• W••••• M••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:2575ea5c-2dbe-091a-1a46-b02e3517cc6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Jun 22, 2016	n/a	yes	SAN DIEGO, CA	Current employment
W•••••• W••••• M••••••••• L••	Former SEC adviser	Apr 21, 2016	Jun 22, 2016	no	San Diego, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• W••••• M••••••••• L••	W•••••• W••••• M••••••••• L••	Jun 22, 2016	Jun 22, 2016	0	Bulk transfer	Other
W•••• F•••• A•••••••	W•••••• W••••• M••••••••• L••	Sep 10, 2008	Apr 21, 2016

Relationships

Registered with (4)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Jun 22, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Sep 10, 2008factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2575ea5c-2dbe-091a-1a46-b02e3517cc6e
First observed: Mar 25, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.