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R••••• S•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant24 years in industry

R••••• S•••• T•••••••

Advisor at P•••••••• A••••••••• W••••• M•••••••••

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:257c8ebb-6323-832a-4a99-5c5e60af40dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A••••••••• W••••• M•••••••••	Independent wealth	Jan 15, 2026	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
P•••••••• A••••••••• W••••• M•••••••••	Independent wealth	Jun 26, 2017	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	P•••••••• A••••••••• W••••• M•••••••••	Jun 30, 2017	Jun 26, 2017	-4	Firm change	Other
C•••••• S••••• • C••• I•••	W•••••• • R•••	Oct 3, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:288537:NV:2017-06-30	Jun 30, 2017	Jun 26, 2017	LAS VEGAS, NV	Firm change

Relationships

Registered with (3)

→ P•••••••• A••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 26, 2017 to Dec 31, 2025factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 23, 2014 to Jun 30, 2017factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 13, 2008 to Oct 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:257c8ebb-6323-832a-4a99-5c5e60af40dc
First observed: Jun 13, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.