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P•••••••• A••••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P•••••••• A••••••••• W••••• M•••••••••

P•••••••• A••••••••• W••••• M•••••••••, LLC, CRD 288537

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:f6afefb4-aa9f-117b-6e25-074738384826

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 22, 2017 to Mar 31, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $146MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $144MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• A•••••• K••••	n/a	GREENWOOD VILLAGE, CO	0	41	4	no
R••••• S•••• T•••••••	Certified Financial Planner\|Chartered Financial Consultant	GREENWOOD VILLAGE, CO	0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• A•••••• A••••••	MANAGING MEMBER, CCO	D	yes	05/2017	May 22, 2017	Jun 23, 2024
T•••••••• R•••••• S••••	MANAGING MEMBER	D	yes	05/2017	May 22, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$146M	$125M	17.1%	$83.3M	20.7%	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••••• • R•••	3	Jun 30, 2017	Jun 30, 2017	LAS VEGAS, NV	Team lift out	Other	0.2%

Relationships

Registered with (3)

← A••••• A•••••• K••••Advisorregistration: previous registration
Jun 26, 2017 to Dec 31, 2025factForm ADV
← R••••• S•••• T•••••••Advisorregistration: previous registration
Jun 26, 2017 to Dec 31, 2025factForm ADV
← Branden Casey FairclothAdvisorregistration: previous registration
Jun 30, 2017 to Jan 9, 2018factForm ADV

Controls (2)

Dated events

Occurred
May 22, 2017
First Form ADV filing
Paramount Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6afefb4-aa9f-117b-6e25-074738384826
First observed: May 22, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.