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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Fallbrook, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 23, 2025 | n/a | yes | Fallbrook, CA | Current employment |
| DAVIES FINANCIAL ADVISORS, INC. | Independent wealth | Sep 28, 2022 | May 20, 2025 | no | MURRIETA, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 17, 2021 | Jun 3, 2022 | no | Fallbrook, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAVIES FINANCIAL ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | May 20, 2025 | Jun 23, 2025 | 34 | Firm change | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | DAVIES FINANCIAL ADVISORS, INC. | Jun 3, 2022 | Sep 28, 2022 | 117 | Firm change | Ibd to RIA |