B•••• W•••

Advisor at R•• A•••••••• L••

VESTAVIA HILLS, AL | Sandy, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Aug 7, 2026	n/a	yes	VESTAVIA HILLS, AL\|Sandy, UT	Current employment
B••••••• R••••••••• A•••••••• L••	Independent wealth	Mar 17, 2016	Sep 8, 2026	no	Salt Lake City, UT\|Lehi, UT\|LEHI, UT\|South Jordan, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• R••••••••• A•••••••• L••	R•• A•••••••• L••	Sep 8, 2026	Aug 7, 2026	-32	Firm change after gap	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	B••••••• R••••••••• A•••••••• L••	May 27, 2016	Mar 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
171143:158401:UT:2026-09-08	Sep 8, 2026	Aug 7, 2026	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (3)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ B••••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2016 to Sep 8, 2026factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2012 to May 27, 2016factForm ADV

Dated events

Occurred
Sep 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 27, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.