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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MACQUARIE BANK INTERNATIONAL LIMITED

CRD 165064

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25a54ed0-7efc-871c-ca50-e0d53f03c1f5

Data as of Jun 30, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2012 to Jun 30, 2014
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $679MItem 5.F on the latest filing (2014-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $679M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 144
Advisory employees: 4
Accounts: 33
SEC number: 801-77059
CRD: 165064
Filings on the tape: 3
First filed: Aug 15, 2012
Latest filed: Jun 30, 2014
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FASS, DAVID, VICTOR	DIRECTOR & CEO	Na	yes	07/2011	Aug 15, 2012	Jun 30, 2014
MACQUARIE B.H. PTY LIMITED	DIRECT OWNER	E	yes	11/2007	Aug 15, 2012	Jun 30, 2014
MACQUARIE BANK LIMITED	DIRECT OWNER	E	yes	02/2001	Aug 15, 2012	Jun 30, 2014
MACQUARIE GROUP LIMITED	DIRECT OWNER	E	yes	02/2007	Aug 15, 2012	Jun 30, 2014
MACQUARIE HOLDINGS (UK) NO. 1 LIMITED	DIRECT OWNER	E	yes	07/2007	Aug 15, 2012	Jun 30, 2014
PLEWMAN, PAUL, CHRISTIAN	Director	Na	yes	07/2007	Aug 15, 2012	Jun 30, 2014
WADE, TIMOTHY, CARDWELL	Director	Na	yes	01/2008	Aug 15, 2012	Jun 30, 2014
WILLIAMS, ANDREW, CHRISTOPHER	Director	Na	yes	01/2008	Aug 15, 2012	Jun 30, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BOND STREET CUSTODIANS LIMITED	n/a	n/a	n/a	N	yes	n/a
MACQUARIE BANK LIMITED	n/a	n/a	n/a	Y	yes	n/a
MACQUARIE CAPITAL (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 30, 2014	$679M	$679M	144	4	n/a	n/a	n/a
2013	Jun 27, 2013	$3.9B	$3.9B	144	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$679M	$3.9B	-82.4%	n/a	n/a	144	144	n/a	n/a

Relationships

Affiliated with (2)

← M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MACQUARIE FUNDS MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← FASS, DAVID, VICTOROwnerDIRECTOR & CEO, ownership code NA, individual
Aug 15, 2012 to presentfactForm ADV
← WILLIAMS, ANDREW, CHRISTOPHEROwnerDIRECTOR, ownership code NA, individual
Aug 15, 2012 to presentfactForm ADV
← PLEWMAN, PAUL, CHRISTIANOwnerDIRECTOR, ownership code NA, individual
Aug 15, 2012 to presentfactForm ADV
← WADE, TIMOTHY, CARDWELLOwnerDIRECTOR, ownership code NA, individual
Aug 15, 2012 to presentfactForm ADV
← MACQUARIE B.H. PTY LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Aug 15, 2012 to presentfactForm ADV
← MACQUARIE BANK LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Aug 15, 2012 to presentfactForm ADV
← MACQUARIE GROUP LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Aug 15, 2012 to presentfactForm ADV
← MACQUARIE HOLDINGS (UK) NO. 1 LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Aug 15, 2012 to presentfactForm ADV

Dated events

Occurred
Aug 15, 2012
First Form ADV filing
Macquarie Bank International Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25a54ed0-7efc-871c-ca50-e0d53f03c1f5
First observed: Aug 15, 2012
Last observed: Jun 30, 2014 148 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MACQUARIE BANK INTERNATIONAL LIMITED

CRD 165064

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25a54ed0-7efc-871c-ca50-e0d53f03c1f5

Data as of Jun 30, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FASS, DAVID, VICTOR

DIRECTOR & CEO

yes

07/2011

Aug 15, 2012

Jun 30, 2014

MACQUARIE B.H. PTY LIMITED

DIRECT OWNER

yes

11/2007

Aug 15, 2012

Jun 30, 2014

MACQUARIE BANK LIMITED

DIRECT OWNER

yes

02/2001

Aug 15, 2012

Jun 30, 2014

MACQUARIE GROUP LIMITED

DIRECT OWNER

yes

02/2007

Aug 15, 2012

Jun 30, 2014

MACQUARIE HOLDINGS (UK) NO. 1 LIMITED

DIRECT OWNER

yes

07/2007

Aug 15, 2012

Jun 30, 2014

PLEWMAN, PAUL, CHRISTIAN

Director

yes

07/2007

Aug 15, 2012

Jun 30, 2014

WADE, TIMOTHY, CARDWELL

Director

yes

01/2008

Aug 15, 2012

Jun 30, 2014

WILLIAMS, ANDREW, CHRISTOPHER

Director

yes

01/2008

Aug 15, 2012

Jun 30, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BOND STREET CUSTODIANS LIMITED

n/a

yes

n/a

MACQUARIE BANK LIMITED

n/a

yes

n/a

MACQUARIE CAPITAL (EUROPE) LIMITED

n/a

yes

n/a

MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 30, 2014

$679M

144

n/a

2013

Jun 27, 2013

$3.9B

144

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$679M

$3.9B

-82.4%

n/a

144

n/a