DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
Bend, OR | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Apr 8, 2025 | n/a | yes | Bend, OR|DENVER, CO | Current employment |
| H•••••••• A•••••••• L•• | Bd affiliated wealth | Sep 2, 2022 | Jan 2, 2025 | no | Bend, OR|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••••• A•••••••• L•• | M••••• G••••• A••••••• I••• | Jan 2, 2025 | Apr 8, 2025 | 96 | Firm change | Ibd to RIA |
| S••••••• W••••• M••••••••• L•• | H•••••••• A•••••••• L•• | Nov 18, 2022 | Sep 2, 2022 |
| S••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 5, 2014 | Nov 18, 2022 | no | BEND, OR | Previous registration |
| F•••••••• C•••••• M••••••••• L•• | Independent wealth | Jan 9, 2012 | Jun 10, 2014 | no | SEATTLE, WA|BEND, OR | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jan 10, 2012 | no | BEND, OR | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | May 10, 2002 | Jan 3, 2011 | no | BEND, OR|BEND, OR|BEND, OR | Previous registration |
| -77 |
| Firm change after gap |
| RIA to ibd |
| F•••••••• C•••••• M••••••••• L•• | S••••••• W••••• M••••••••• L•• | Jun 10, 2014 | Jun 5, 2014 | -5 | Firm change | Other |
| W•••• F•••• A••••••• | F•••••••• C•••••• M••••••••• L•• | Jan 10, 2012 | Jan 9, 2012 | -1 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |