DFX Intelligence

C••• J••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant19 years in industry

C••• J••••• W•••••••

Advisor at A••••• A•••••••

Maple Grove, MN

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Search this name across graphsid dfx:ria:25b62050-e6b3-1440-00aa-a618f5e1b2cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Apr 1, 2026	n/a	yes	Maple Grove, MN	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Jun 20, 2022	Dec 31, 2025	no	MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	A••••• A•••••••	Dec 31, 2025	Apr 1, 2026	91	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
315945:335353:MN:2025-12-31	Dec 31, 2025	Apr 1, 2026	MAPLE GROVE, MN	Firm change

Relationships

Registered with (2)

→ A••••• A•••••••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 20, 2022 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25b62050-e6b3-1440-00aa-a618f5e1b2cc
First observed: Jun 20, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.