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A••••• A••••••• LLC, CRD 335353
MANKATO, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• S••••• L•••••• | n/a | Maple Grove, MN | 0 | 23 | 4 | no |
| T••••• R•••••• K•••• | n/a | Lindstrom, MN | 0 | 21 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• D•••••• | CHIEF GROWTH OFFICER | B | yes | 12/2025 | Apr 1, 2026 | Apr 1, 2026 |
| H•••• J••••• M•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2025 | Apr 1, 2026 | Apr 1, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $101M | $101M | 9 | 8 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 10 | 0 | 10 | 0.0% | 1 | 0 | 0 | 10 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $101M | n/a | n/a | n/a | n/a | 9 | n/a | 1 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••••• W••••• M••••••••• L•• | 5 | Dec 31, 2025 | Apr 1, 2026 | MAPLE GROVE, MN | Firm absorbed | Other | 100.0% |
| O•••• W•••••• I••• | 3 | Dec 12, 2025 | Dec 10, 2025 |
| no |
| B••••••• R••••• B•••••• | n/a | MANKATO, MN | 0 | 18 | 3 | no |
| J•••• M•••••• H••• | n/a | MANKATO, MN | Buffalo, MN | 0 | 14 | 4 | no |
| C••••••••• J•• B•••• | n/a | MANKATO, MN | 0 | 11 | 3 | no |
| D•••••• G••••• | Certified Financial Planner | MANKATO, MN | 0 | 21 | 5 | no |
| D••••• L•• P••••• | Chartered Financial Analyst | Maple Grove, MN | 0 | 18 | 1 | no |
| P•••• C•••••••• O••• | Certified Financial Planner | Maple Grove, MN | 0 | 20 | 3 | no |
| C••• J••••• W••••••• | Chartered Financial Consultant | Maple Grove, MN | 0 | 19 | 1 | no |
| C•••••••• M•••• R•••••••• | n/a | MANKATO, MN | Maple Grove, MN | 0 | 10 | 1 | no |
| Partner |
| B |
| yes |
| 12/2025 |
| Apr 1, 2026 |
| Apr 1, 2026 |
| MANKATO, MN |
| Team lift out |
| Ibd to new firm |
| 0.0% |