DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 28, 2025 | n/a | yes | BOCA RATON, FL | Current employment |
| O••••••••• A•••• M••••••••• | Bd affiliated wealth | Apr 15, 2003 | Nov 14, 2007 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | O••••••••• A•••• M••••••••• | Oct 31, 2025 | Apr 15, 2003 | -8,235 | Firm change after gap | Other |
| O••••••••• A•••• M••••••••• | A••••••••• F•••••••• S•••••••• L•• | Nov 14, 2007 | Oct 28, 2025 |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jan 3, 2003 | Oct 31, 2025 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ|BOCA RATON, FL|PARKLAND, FL | Previous registration |
| C••• W•••• M•••••• C•••• | n/a | Jun 20, 2002 | Jan 3, 2003 | no | FLORHAM PARK, NJ | Previous registration |
| 6,558 |
| Firm change after gap |
| Other |
| C••• W•••• M•••••• C•••• | O••••••••• • C•• I••• | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |