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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

PROMANAGE, LLC

CRD 133357

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25c14f80-4024-63ec-4b09-e8ba007981db

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 14
On other graphs: 0
Observed: Mar 29, 2012 to Jun 10, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.1BItem 5.F on the latest filing (2026-06-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $1.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-63719
CRD: 133357
Filings on the tape: 40
First filed: Mar 29, 2012
Latest filed: Jun 10, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY SABOS	n/a	CHICAGO, IL	20	28	n/a	no
Robert Louis Cohen	Chartered Financial Analyst	CHICAGO, IL	9	10	n/a	no
ANNETTE JEAN HILTON	n/a	CHICAGO, IL	7	25	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AUERBACH, BARBARA, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Nov 6, 2020	Mar 6, 2024
BERNT, DUANE, LEO	MEMBER - BOARD OF MANAGERS	Na	yes	05/2023	Jun 20, 2023	Mar 6, 2024
CHARD, MICHAEL, MCCLELLAND	PRESIDENT & MANAGER	Na	yes	07/2018	Mar 29, 2012	Mar 6, 2024
HILTON, ANNETTE, JEAN	EXECUTIVE VICE PRESIDENT	Na	yes	07/2018	Jul 26, 2018	Mar 6, 2024
MILLS, WILLIAM, WAYNE	EXECUTIVE VP	Na	yes	10/2010	Mar 29, 2012	Mar 6, 2024
SABOS, ANTHONY	CEO & MANAGER	Na	yes	07/2018	Mar 29, 2012	Mar 6, 2024
SMART MANAGED SOLUTIONS, INC.	PARENT COMPANY	E	yes	05/2023	Jun 20, 2023	Mar 6, 2024
SMART PENSION LIMITED	PARENT COMPANY	E	yes	10/2020	Jun 20, 2023	Mar 6, 2024
SMART USA CO.	PARENT COMPANY	E	yes	05/2023	Jun 20, 2023	Mar 6, 2024
Cohen, Robert, Louis	Cio	Na	no	05/2017	May 31, 2017	Mar 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STADION MONEY MANAGEMENT, LLC	n/a	Independent wealth	$2.7B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$4.1B	$4.1B	9	4	0	n/a	n/a
2024	Mar 18, 2025	$6.1B	$6.1B	10	4	0	n/a	n/a
2023	Mar 6, 2024	$5.4B	$5.4B	12	5	0	n/a	n/a
2022	Mar 23, 2023	$4.5B	$4.5B	12	5	0	n/a	n/a
2021	Mar 24, 2022	$5.1B	$5.1B	13	6	0	n/a	n/a
2020	Mar 29, 2021	$4.5B	$4.5B	14	6	1	n/a	n/a
2019	Mar 19, 2020	$3.9B	$3.9B	16	7	1	n/a	n/a
2018	Mar 28, 2019	$3.1B	$3.1B	14	7	1	n/a	n/a
2017	Mar 28, 2018	$3.1B	$3.1B	14	4	1	n/a	n/a
2016	Mar 29, 2017	$2.2B	$2.2B	14	4	n/a	n/a	n/a
2015	Mar 15, 2016	$2.1B	$2.1B	11	4	n/a	n/a	n/a
2014	Mar 27, 2015	$2.1B	$2.1B	10	4	n/a	n/a	n/a
2013	Mar 25, 2014	$1.9B	$1.9B	10	4	n/a	n/a	n/a
2012	Apr 1, 2013	$1.5B	$1.5B	9	3	n/a	n/a	n/a
2011	Mar 29, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$6.1B	-33.1%	$4.5B	-3.5%	9	10	0	0

Relationships

Affiliated with (2)

→ STADION MONEY MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STADION MONEY MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← ANNETTE JEAN HILTONAdvisorregistration: current employment
Oct 1, 2018 to presentfactForm ADV
← Robert Louis CohenAdvisorregistration: current employment
May 15, 2017 to presentfactForm ADV
← ANTHONY SABOSAdvisorregistration: current employment
Mar 30, 2006 to presentfactForm ADV
← PATRICK CHARLES BOURBONAdvisorregistration: previous registration
Dec 13, 2012 to Apr 26, 2017factForm ADV

Controls (9)

← BERNT, DUANE, LEOOwnerMEMBER - BOARD OF MANAGERS, ownership code NA, individual
Jun 20, 2023 to Mar 6, 2024factForm ADV
← HILTON, ANNETTE, JEANOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Jul 26, 2018 to Mar 6, 2024factForm ADV
← SABOS, ANTHONYOwnerCEO & MANAGER, ownership code NA, individual
Mar 29, 2012 to Mar 6, 2024factForm ADV
← MILLS, WILLIAM, WAYNEOwnerEXECUTIVE VP, ownership code NA, individual
Mar 29, 2012 to Mar 6, 2024factForm ADV
← CHARD, MICHAEL, MCCLELLANDOwnerPRESIDENT & MANAGER, ownership code NA, individual
Mar 29, 2012 to Mar 6, 2024factForm ADV
← AUERBACH, BARBARA, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 6, 2020 to Mar 6, 2024factForm ADV
← SMART MANAGED SOLUTIONS, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Jun 20, 2023 to Mar 6, 2024factForm ADV
← SMART PENSION LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Jun 20, 2023 to Mar 6, 2024factForm ADV
← SMART USA CO.OwnerPARENT COMPANY, ownership code E, domestic entity
Jun 20, 2023 to Mar 6, 2024factForm ADV

Owns (1)

← Cohen, Robert, LouisOwnerCIO, ownership code NA, individual
May 31, 2017 to Mar 6, 2024factForm ADV

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
Promanage, Llc reported RAUM $4.1B, down 33% from $6.1B (2025-06-18 to 2026-03-25)
Form ADVobserved 4 days ago
$-2.0B
Occurred
Mar 6, 2024
Control person left
Matthew Grant Chamberlain (Member - Board Of Managers) no longer on Schedule A of Promanage, Llc (listed 2023-06-20, absent 2024-03-06)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2024
Control person left
Harwood Jodan Ledford (Member - Board Of Managers) no longer on Schedule A of Promanage, Llc (listed 2023-06-20, absent 2024-03-06)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Control person joined
Matthew Grant Chamberlain (Member - Board Of Managers) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Control person joined
Harwood Jodan Ledford (Member - Board Of Managers) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Control person joined
Leo Duane Bernt (Member - Board Of Managers) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Control person left
Lynn Bambi Ellis (Shareholder) no longer on Schedule A of Promanage, Llc (listed 2023-03-23, absent 2023-06-20)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2022
Control person left
Philip Daniel Cassidy (Senior Vice President & Senior Consultant) no longer on Schedule A of Promanage, Llc (listed 2022-03-25, absent 2022-10-03)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Control person joined
Lynn Bambi Ellis (Shareholder) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Nov 6, 2020
Control person joined
Jean Barbara Auerbach (Chief Compliance Officer) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Nov 6, 2020
Control person joined
Philip Daniel Cassidy (Senior Vice President & Senior Consultant) appeared on Schedule A of Promanage, Llc
Form ADVobserved 4 days ago
Occurred
Nov 6, 2020
Control person left
Lee Carl Londe (Managing Member, Chief Compliance Officer & Senior Consultant) no longer on Schedule A of Promanage, Llc (listed 2020-03-24, absent 2020-11-06)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2020
Regulatory AUM changed
Promanage, Llc reported RAUM $3.9B, up 28% from $3.1B (2019-12-11 to 2020-03-19)
Form ADVobserved 4 days ago
$849M
Occurred
Mar 28, 2018
Regulatory AUM changed
Promanage, Llc reported RAUM $3.1B, up 42% from $2.2B (2017-05-31 to 2018-03-28)
Form ADVobserved 4 days ago
$932M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25c14f80-4024-63ec-4b09-e8ba007981db
First observed: Mar 29, 2012
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROMANAGE, LLC

CRD 133357

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25c14f80-4024-63ec-4b09-e8ba007981db

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY SABOS

n/a

CHICAGO, IL

n/a

Robert Louis Cohen

Chartered Financial Analyst

CHICAGO, IL

n/a

ANNETTE JEAN HILTON

n/a

CHICAGO, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AUERBACH, BARBARA, JEAN

CHIEF COMPLIANCE OFFICER

yes

10/2020

Nov 6, 2020

Mar 6, 2024

BERNT, DUANE, LEO

MEMBER - BOARD OF MANAGERS

yes

05/2023

Jun 20, 2023

Mar 6, 2024

CHARD, MICHAEL, MCCLELLAND

PRESIDENT & MANAGER

yes

07/2018

Mar 29, 2012

Mar 6, 2024

HILTON, ANNETTE, JEAN

EXECUTIVE VICE PRESIDENT

yes

07/2018

Jul 26, 2018

Mar 6, 2024

MILLS, WILLIAM, WAYNE

EXECUTIVE VP

yes

10/2010

Mar 29, 2012

Mar 6, 2024

SABOS, ANTHONY

CEO & MANAGER

yes

07/2018

Mar 29, 2012

Mar 6, 2024

SMART MANAGED SOLUTIONS, INC.

PARENT COMPANY

yes

05/2023

Jun 20, 2023

Mar 6, 2024

SMART PENSION LIMITED

PARENT COMPANY

yes

10/2020

Jun 20, 2023

Mar 6, 2024

SMART USA CO.

PARENT COMPANY

yes

05/2023

Jun 20, 2023

Mar 6, 2024

Cohen, Robert, Louis

Cio

05/2017

May 31, 2017

Mar 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STADION MONEY MANAGEMENT, LLC

n/a

Independent wealth

$2.7B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$4.1B

n/a

2024

Mar 18, 2025

$6.1B

n/a

2023

Mar 6, 2024

$5.4B

n/a

2022

Mar 23, 2023

$4.5B

n/a

2021

Mar 24, 2022

$5.1B

n/a

2020

Mar 29, 2021

$4.5B

n/a

2019

Mar 19, 2020

$3.9B

n/a

2018

Mar 28, 2019

$3.1B

n/a

2017

Mar 28, 2018

$3.1B

n/a

2016

Mar 29, 2017

$2.2B

n/a

2015

Mar 15, 2016

$2.1B

n/a

2014

Mar 27, 2015

$2.1B

n/a

2013

Mar 25, 2014

$1.9B

n/a

2012

Apr 1, 2013

$1.5B

n/a

2011

Mar 29, 2012

$1.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.1B

$6.1B

-33.1%

$4.5B

-3.5%