DFX Intelligence

L••• E•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L••• E•••• C•••••••••

Advisor at B•• S••••••••• I•••

Coral Gables, FL

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Search this name across graphsid dfx:ria:25cdbf9f-8b01-5f65-558b-b64981a0ec8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• S••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• S••••••••• I•••	Mixed wealth	Jun 18, 2025	n/a	yes	Coral Gables, FL	Current employment
M••••• S••••••	Wirehouse	Sep 27, 2016	Mar 13, 2025	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B•• S••••••••• I•••	Mar 13, 2025	Jun 18, 2025	97	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ B•• S••••••••• I•••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 27, 2016 to Mar 13, 2025factForm ADV

Dated events

Occurred
Mar 13, 2025
Advisor changed firm
L••• E•••• C••••••••• left M••••• S•••••• for B•• S••••••••• I••• (registered 2025-06-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25cdbf9f-8b01-5f65-558b-b64981a0ec8f
First observed: Sep 27, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.