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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Boca Raton, FL | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 27, 2025 | n/a | yes | Boca Raton, FL|Boca Raton, FL|BOCA RATON, FL | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Mar 15, 2017 | Oct 31, 2025 | no | BOCA RATON, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 11, 2015 | Mar 21, 2017 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 31, 2025 | Oct 27, 2025 | -4 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | OPPENHEIMER & CO. INC. | Mar 21, 2017 | Mar 15, 2017 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:6363:FL:2025-10-31 | Oct 31, 2025 | Oct 27, 2025 | BOCA RATON, FL | Firm change |