P••• G•••••••••

Advisor at S•••••• P•••••••• L••

OMAHA, NE | Ponte Vedra Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25d87d80-faa5-b92c-e34a-081d3d2da90b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jun 1, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Aug 4, 2026	n/a	yes	OMAHA, NE\|Ponte Vedra Beach, FL	Current employment
C••••••••• W•••••• L••	Independent wealth	Jan 29, 2025	Jul 10, 2026	no	Jacksonville, FL\|Ponte Vedra Beach, FL\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	S•••••• P•••••••• L••	Jul 10, 2026	Aug 4, 2026	25	Firm change	RIA to RIA
P•••••••• S••••••••• I•••	C••••••••• W•••••• L••	Jan 24, 2024	Jan 29, 2025

Relationships

Registered with (5)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Jan 29, 2025 to Jul 10, 2026factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 15, 2023 to Jan 24, 2024factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 7, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25d87d80-faa5-b92c-e34a-081d3d2da90b
First observed: Jun 1, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.