DFX Intelligence

R•••••• L•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

R•••••• L•• B•••••••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | PONTE VEDRA, FL

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Search this name across graphsid dfx:ria:25d90241-e865-3913-b5cb-38458c790eed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	WEST CHESTER, PA\|PONTE VEDRA, FL	Current employment
F••••••	Independent wealth	Jul 1, 2025	May 13, 2026	no	PONTE VEDRA BEACH, FL\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••	W••••••••• A••••••• P••••••• L••	May 13, 2026	Apr 27, 2026	-16	Firm change	RIA to ibd
W••••••••• C•••••• M••••••••• L••	F••••••	Jul 17, 2025	Jul 1, 2025

Relationships

Registered with (9)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ F••••••Registered adviserregistration: previous registration
Jul 1, 2025 to May 13, 2026factForm ADV
→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2019 to Jul 17, 2025factForm ADV
→ A••••••••• L••

Dated events

Occurred
May 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25d90241-e865-3913-b5cb-38458c790eed
First observed: Apr 15, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.