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Advisor at J.P. MORGAN SECURITIES LLC
La Jolla, CA | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 24, 2025 | n/a | yes | New York, NY|La Jolla, CA | Current employment |
| THE WEALTH CONSULTING GROUP | Independent wealth | Sep 19, 2024 | Nov 25, 2024 | no | San Diego, CA|LAS VEGAS, NV | Previous registration |
| CALTON & ASSOCIATES, INC. | Independent wealth | Aug 25, 2020 | Feb 26, 2021 | no | San Diego, CA | Previous registration |
| SUPREME ALLIANCE LLC | Independent wealth | Feb 5, 2018 | Mar 23, 2018 | no | San Diego, CA|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| SENTINEL WEALTH MANAGEMENT LLC | n/a | Feb 1, 2018 | Aug 21, 2020 | no | SAN DIEGO, CA | Previous registration |
| SENTINEL WEALTH MANAGEMENT LLC | n/a | Feb 24, 2017 | Dec 31, 2017 | no | SAN DIEGO, CA | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 31, 2015 | Aug 22, 2016 | no | SAN DIEGO, CA|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE WEALTH CONSULTING GROUP | J.P. MORGAN SECURITIES LLC | Nov 25, 2024 | Apr 24, 2025 | 150 | Firm change | RIA to wirehouse |
| CALTON & ASSOCIATES, INC. | THE WEALTH CONSULTING GROUP | Feb 26, 2021 | Sep 19, 2024 | 1,301 | Firm change after gap | RIA to RIA |
| SENTINEL WEALTH MANAGEMENT LLC | SUPREME ALLIANCE LLC | Aug 21, 2020 | Feb 5, 2018 | -928 | Firm change after gap | Other |
| SUPREME ALLIANCE LLC | CALTON & ASSOCIATES, INC. | Mar 23, 2018 | Aug 25, 2020 | 886 | Firm change after gap | Other |
| HORTER INVESTMENT MANAGEMENT, LLC | SENTINEL WEALTH MANAGEMENT LLC | Aug 22, 2016 | Feb 24, 2017 | 186 | Firm change | Other |