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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

SUPREME ALLIANCE LLC

CRD 45348

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2df2e6a6-e7ba-fa2d-52ca-890e7a44c0b1

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 5
On other graphs: 0
Observed: Jan 12, 2017 to Jun 29, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=16.0
Regulatory AUM: $35.3MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19.5M
Private client RAUM: $35.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $2.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 107
Individual clients: 86
High net worth clients: 23
SEC number: 801-108980
CRD: 45348
Filings on the tape: 36
First filed: Jan 12, 2017
Latest filed: Jun 29, 2026
Organised: Limited Liability Company, NC
Website: supremealliancellc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL WASHINGTON JONES	n/a	Charlotte, NC \| Plymouth, MA \| CHARLOTTE, NC	13	26	3	yes
BARRY ALAN TRIPP	n/a	CHARLOTTE, NC \| Georgetown, TX	9	43	2	yes
CHARLES JOHN EHNOT	n/a	CHARLOTTE, NC \| Dunmore, PA	6	46	1	yes
SANG PHAM WALKER	n/a	CHARLOTTE, NC \| Decatur, TX	6	24	6	yes
JAMES EDMOND MONIZ	Chartered Financial Consultant	CHARLOTTE, NC \| Plymouth, MA	6	18	2	yes
WERNER MAIWALD	n/a	Ludlow, MA \| CHARLOTTE, NC	5	38	3	yes
BRIAN CRAIG PARKER	n/a	CHARLOTTE, NC \| Charlotte, NC \| Timberlake, NC \| Titusville, FL	4	25	3	yes
Michael Raymond Guerra	n/a	La Grange, CA \| CHARLOTTE, NC	3	13	2	yes
Cathie A Leonard	n/a	Plymouth, MA \| CHARLOTTE, NC	3	41	n/a	yes
KENNETH CHRISTIAN REESE	n/a	CHARLOTTE, NC \| Phoenix, AZ	2	40	6	yes
Steven Gerard Tornatore	n/a	St. Louis, MO \| CHARLOTTE, NC	1	22	3	yes
Jeffrey Martin Deuel	n/a	CHARLOTTE, NC \| Alamo, CA	1	31	4	yes
SARAH E ROBINSON	Certified Financial Planner	Brewster, MA \| CHARLOTTE, NC	1	24	1	yes
THOMAS JOSEPH ALLEY	n/a	Tulsa, OK \| CHARLOTTE, NC	0	29	6	yes
ALBERT BRUCE MOORE	n/a	CHARLOTTE, NC \| Jonesboro, AR	0	10	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INSURANCE DISTRIBUTION CONSULTING LLC	Owner	E	yes	02/2012	Jan 12, 2017	Oct 11, 2024
JONES, MICHAEL WASHINGTON	Owner	E	yes	05/2003	Jan 12, 2017	Oct 11, 2024
JONES, MICHAEL WASHINGTON	FINOP / CEO / CCO	Na	yes	05/2012	Jan 12, 2017	Oct 11, 2024
CORSI, JEROME ROBERT	VICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL	Na	no	03/2014	Jan 12, 2017	Oct 11, 2024
HUSBANDS, ROGER BRENT	COMPLIANCE PRINCIPAL	Na	no	07/2019	Feb 7, 2022	Oct 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$35.3M	$19.5M	16	15	1	n/a	n/a
2024	Apr 17, 2025	$18.3M	$14.6M	14	11	1	n/a	n/a
2023	May 10, 2024	$11.1M	$11.1M	13	13	1	n/a	n/a
2022	Apr 3, 2023	$10.2M	$6.4M	10	10	1	n/a	n/a
2020	Mar 24, 2021	$15.8M	$6.0M	16	15	1	n/a	n/a
2018	Jul 29, 2019	$2.8M	$2.5M	6	5	1	n/a	n/a
2017	Jun 22, 2018	$8.3M	$280,000	21	5	1	n/a	n/a
2016	Feb 14, 2017	$693,500	$130,500	21	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$35.3M	$18.3M	93.2%	$10.2M	51.5%	16	14	1	1

Relationships

Registered with (30)

← ALBERT BRUCE MOOREAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← THOMAS JOSEPH ALLEYAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← SARAH E ROBINSONAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← Jeffrey Martin DeuelAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Steven Gerard TornatoreAdvisorregistration: current employment
Oct 25, 2024 to presentfactForm ADV
← KENNETH CHRISTIAN REESEAdvisorregistration: current employment
Sep 13, 2024 to presentfactForm ADV
← Cathie A LeonardAdvisorregistration: current employment
Sep 11, 2023 to presentfactForm ADV
← Michael Raymond GuerraAdvisorregistration: current employment
Aug 16, 2023 to presentfactForm ADV
← BRIAN CRAIG PARKERAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← WERNER MAIWALDAdvisorregistration: current employment
May 19, 2021 to presentfactForm ADV
← JAMES EDMOND MONIZAdvisorregistration: current employment
Apr 6, 2020 to presentfactForm ADV
← SANG PHAM WALKERAdvisorregistration: current employment
Mar 26, 2020 to presentfactForm ADV
← CHARLES JOHN EHNOTAdvisorregistration: current employment
Oct 23, 2019 to presentfactForm ADV
← BARRY ALAN TRIPPAdvisorregistration: current employment
Mar 9, 2017 to presentfactForm ADV
← MICHAEL WASHINGTON JONESAdvisorregistration: current employment
Mar 28, 2013 to presentfactForm ADV
← Quincy DeEarl CaldwellAdvisorregistration: previous registration
Oct 2, 2020 to Jan 2, 2023factForm ADV
← TIMOTHY GARFIELD HARTLEAdvisorregistration: previous registration
Apr 29, 2020 to Dec 31, 2022factForm ADV
← Shkira SinghAdvisorregistration: previous registration
Sep 14, 2020 to Feb 2, 2022factForm ADV
← William Xavier RandallAdvisorregistration: previous registration
Aug 27, 2020 to Oct 26, 2021factForm ADV
← Thomas Elvin BassAdvisorregistration: previous registration
Jun 5, 2018 to May 5, 2021factForm ADV
← ROBERT PATRICK PACHCIARZAdvisorregistration: previous registration
Jan 2, 2020 to Mar 16, 2021factForm ADV
← Theodore Leonard BrooksAdvisorregistration: previous registration
Jul 22, 2019 to Feb 1, 2021factForm ADV
← Maximo Gregorio CentenoAdvisorregistration: previous registration
Feb 25, 2020 to Aug 27, 2020factForm ADV
← Robert FortuneAdvisorregistration: previous registration
Dec 5, 2019 to Apr 27, 2020factForm ADV
← ALEXANDER JOSEPH CORRIEREAdvisorregistration: previous registration
Oct 1, 2019 to Apr 24, 2020factForm ADV
← ROBERT ERNEST YOUNGAdvisorregistration: previous registration
Aug 28, 2019 to Mar 10, 2020factForm ADV
← Derek Ray HuffAdvisorregistration: previous registration
Sep 5, 2019 to Mar 10, 2020factForm ADV
← Ryan KimesAdvisorregistration: previous registration
Feb 5, 2018 to Mar 23, 2018factForm ADV
← CLARENCE JOSEPH ANDERSONAdvisorregistration: previous registration
Nov 21, 2014 to Mar 29, 2016factForm ADV
← DAVID ANTHONY KABATAdvisorregistration: previous registration
Jul 17, 2013 to Mar 29, 2016factForm ADV

Owns (2)

← CORSI, JEROME ROBERTOwnerVICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL, ownership code NA, individual
Jan 12, 2017 to Oct 11, 2024factForm ADV
← HUSBANDS, ROGER BRENTOwnerCOMPLIANCE PRINCIPAL, ownership code NA, individual
Feb 7, 2022 to Oct 11, 2024factForm ADV

Controls (2)

← JONES, MICHAEL WASHINGTONOwnerOWNER, ownership code E, individual
Jan 12, 2017 to Oct 11, 2024factForm ADV
← INSURANCE DISTRIBUTION CONSULTING LLCOwnerOWNER, ownership code E, domestic entity
Jan 12, 2017 to Oct 11, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 2, 2023
Advisor changed firm
Quincy Deearl Caldwell left Supreme Alliance Llc for Empirikal Partners Llc (registered 2023-01-09)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Timothy Garfield Hartle left Supreme Alliance Llc for Pgw Financial (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2022
Advisor changed firm
Shkira Singh left Supreme Alliance Llc for Transamerica Financial Advisors, Llc (registered 2023-03-01)
Form ADVobserved 4 days ago
Occurred
Jan 12, 2017
First Form ADV filing
Supreme Alliance Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 15, 2026
date not stated
Albert Bruce Moore no longer holds an investment adviser registration (last listed at Supreme Alliance Llc on the 2026-09-14 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2df2e6a6-e7ba-fa2d-52ca-890e7a44c0b1
First observed: Jan 12, 2017
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUPREME ALLIANCE LLC

CRD 45348

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2df2e6a6-e7ba-fa2d-52ca-890e7a44c0b1

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL WASHINGTON JONES

n/a

Charlotte, NC | Plymouth, MA | CHARLOTTE, NC

yes

BARRY ALAN TRIPP

n/a

CHARLOTTE, NC | Georgetown, TX

yes

CHARLES JOHN EHNOT

n/a

CHARLOTTE, NC | Dunmore, PA

yes

SANG PHAM WALKER

n/a

CHARLOTTE, NC | Decatur, TX

yes

JAMES EDMOND MONIZ

Chartered Financial Consultant

CHARLOTTE, NC | Plymouth, MA

yes

WERNER MAIWALD

n/a

Ludlow, MA | CHARLOTTE, NC

yes

BRIAN CRAIG PARKER

n/a

CHARLOTTE, NC | Charlotte, NC | Timberlake, NC | Titusville, FL

yes

Michael Raymond Guerra

n/a

La Grange, CA | CHARLOTTE, NC

yes

Cathie A Leonard

n/a

Plymouth, MA | CHARLOTTE, NC

n/a

yes

KENNETH CHRISTIAN REESE

n/a

CHARLOTTE, NC | Phoenix, AZ

yes

Steven Gerard Tornatore

n/a

St. Louis, MO | CHARLOTTE, NC

yes

Jeffrey Martin Deuel

n/a

CHARLOTTE, NC | Alamo, CA

yes

SARAH E ROBINSON

Certified Financial Planner

Brewster, MA | CHARLOTTE, NC

yes

THOMAS JOSEPH ALLEY

n/a

Tulsa, OK | CHARLOTTE, NC

yes

ALBERT BRUCE MOORE

n/a

CHARLOTTE, NC | Jonesboro, AR

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INSURANCE DISTRIBUTION CONSULTING LLC

Owner

yes

02/2012

Jan 12, 2017

Oct 11, 2024

JONES, MICHAEL WASHINGTON

Owner

yes

05/2003

Jan 12, 2017

Oct 11, 2024

JONES, MICHAEL WASHINGTON

FINOP / CEO / CCO

yes

05/2012

Jan 12, 2017

Oct 11, 2024

CORSI, JEROME ROBERT

VICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL

03/2014

Jan 12, 2017

Oct 11, 2024

HUSBANDS, ROGER BRENT

COMPLIANCE PRINCIPAL

07/2019

Feb 7, 2022

Oct 11, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$35.3M

$19.5M

n/a

2024

Apr 17, 2025

$18.3M

$14.6M

n/a

2023

May 10, 2024

$11.1M

n/a

2022

Apr 3, 2023

$10.2M

$6.4M

n/a

2020

Mar 24, 2021

$15.8M

$6.0M

n/a

2018

Jul 29, 2019

$2.8M

$2.5M

n/a

2017

Jun 22, 2018

$8.3M

$280,000

n/a

2016

Feb 14, 2017

$693,500

$130,500

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$35.3M

$18.3M

93.2%

$10.2M

51.5%