DFX Intelligence

J•••• T• B•••••• • C••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J•••• T• B•••••• • C••

CRD 16860

EAST DUNDEE, IL

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Search this name across graphsid dfx:ria:25df7f7d-8f43-d31e-dfff-fb343acc6e84

Data as of Oct 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Oct 2, 2018 to Oct 21, 2025
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $514M••• Locked
Discretionary RAUM: $514M
Private client RAUM: $514Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $129Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• T••••• B••••••	n/a	EAST DUNDEE, IL	28	40	n/a	yes
M•••••• T••••• S•••••••	n/a	EAST DUNDEE, IL	14	33

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• D••••• J••••	PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP & DIRECTOR	E	yes	10/2018	Oct 2, 2018	Oct 15, 2024
B••••••• J•••• T•••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	01/1990	Oct 2, 2018	Oct 15, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Oct 15, 2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$514M	$324M	58.8%	$305M	19.0%	4	4	0	0

Relationships

Registered with (8)

← C••• D•••••• A•••••••Advisorregistration: current employment
Aug 18, 2022 to presentfactForm ADV
← D••••• J•••• B••••••Advisorregistration: current employment
Sep 26, 2016 to presentfactForm ADV
← M•••••• T••••• S•••••••Advisorregistration: current employment
Jun 19, 2012 to presentfactForm ADV
← J•••• T••••• B••••••

Dated events

Occurred
Oct 15, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$104M
Occurred
Oct 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 2, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25df7f7d-8f43-d31e-dfff-fb343acc6e84
First observed: Oct 2, 2018
Last observed: Oct 21, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.